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Scott Hulsey

Q&A: Ex-DOJ official on policy changes, new CCO expectations

2023-01-26T17:01:00+00:00By

Scott Hulsey, partner at Barnes & Thornburg, former federal prosecutor, and a former chief compliance officer, discusses with Compliance Week how CCOs should respond to the Department of Justice’s recent policy changes regarding corporate crime.

Morgan Stanley

Reports: Morgan Stanley fines bankers up to $1M for off-channel communications

2023-01-26T18:23:00+00:00By

Morgan Stanley fined its employees up to $1 million for using unauthorized communication channels in violation of recordkeeping rules, according to multiple reports.

Exam cheating

Audit exam cheating findings spark concern of endemic trend

2023-01-25T16:17:00+00:00By

Recent penalties against Big Four audit firms KPMG, PwC, and EY over allegations of widespread exam cheating have raised concerns prompting regulators to investigate the extent of the practice.

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Survey: Data retention in 2023

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The level of urgency around data privacy grows each year, with new laws being implemented across the globe and technologies offering enhanced means of data storage.

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  • Closing the data risk gap: How technology enables data protection

  • Desire for transparency launches FedEx on ESG journey

  • CW case study offers 360-degree view of ransomware attack

  • CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

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More from Compliance Week

Johnson & Johnson

J&J unit to pay $9.75M to settle kickback suit

2023-01-24T18:47:00+00:00By

A Johnson & Johnson medical device subsidiary admitted to providing thousands of dollars in equipment as kickbacks to an orthopedic surgeon as part of a $9.75 million settlement reached with the Department of Justice.

Bloomberg_web

Bloomberg to pay $5M for misleading disclosures about rate calculations

2023-01-23T20:26:00+00:00By

Bloomberg Finance agreed to pay $5 million to settle Securities and Exchange Commission charges alleging misleading disclosures it made about how it calculated the valuations it provided on fixed-income securities to the financial services industry.

DOJ building

Banks fooled in DOJ Russian yacht sanctions evasion case

2023-01-23T20:08:00+00:00By

The Department of Justice’s charges against a U.K. businessman and his Russian partner for evading U.S. sanctions against a Russian oligarch provide insight into how the use of shell companies, third parties, and other methods can thwart the compliance efforts of financial institutions.

Forced labor hands

Good faith not good enough in navigating global supply chain laws

2023-01-23T19:24:00+00:00By

Differences in the level of duty of vigilance among supply chain legislation in countries including the United States, United Kingdom, and Germany mean best efforts to root out and stop slave labor and other worker exploitation are not enough, according to experts.

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CW accepting nominations for 2023 ‘Excellence in Compliance Awards’

Nominations are open for Compliance Week’s fourth annual “Excellence in Compliance Awards,” with winners to be recognized at our 2023 National Conference from May 15-17 in Washington, D.C.

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    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.