Top Stories

SECcrop

A decade later, Dodd-Frank remains unfinished. Will Gary Gensler’s SEC close it out?

2021-06-10T12:54:00+01:00By

When the Dodd-Frank Act passed in 2010, an urgency existed to enact its many provisions. A decade later, 11 of its rules remain unfinished. Will a change in leadership at the SEC get the law across the finish line?

Globe

How global compliance works at the local level

2021-06-11T16:30:00+01:00By David Povey, International Compliance Association

For compliance officers working for global companies, it is important to understand the way different regions view compliance and how it may differ from your home country’s views.

JBS ransom

JBS USA confirms $11M ransom payment to hackers

2021-06-10T20:23:00+01:00By

Meatpacker JBS USA announced it paid the equivalent of $11 million in ransom in response to a May cyber-attack that impacted its operations in North America and Australia.

Surveys

ESG

Survey: Benchmark your ESG initiative

By Compliance Week

Compliance Week and Fulcrum want to hear from you regarding your ESG initiatives.

Sanctions

Take part in ICA’s sanctions risk survey

Share your input in this short survey about your company’s approach to sanctions control to help the International Compliance Association fully understand the challenges faced by organizations across the globe.

Volkswagen Compliance Case Study

Dirty window

CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

By

Volkswagen’s recently concluded three-year monitorship is chronicled in CW’s latest in-depth case study, which spares no detail in following the world’s largest automaker’s comeback from its biggest mistake.

Diesel emissions

Chapter 1: Volkswagen’s Dieselgate scandal exposed; enter Larry Thompson

By

The Volkswagen Dieselgate scandal wasn’t the work of one executive who thought to install illicit software into diesel motor vehicles. It was born from a “chain of errors that was never broken,” forming the basis for one of the largest and most high-profile corporate compliance monitorships in history.

Partner Content

cybergrx300x200

CPE Webcast: TPCRM best practices that reduce supply chain risk

Provided by

Organizations are adopting digital transformation and, as a result, increasing their reliance on third parties faster than they can scale their third-party cyber-risk management programs.

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Bring GRC into the boardroom

Provided by

Diligent is modernizing GRC to help businesses thrive in the new era of stakeholder capitalism and ethical business practices.

Data and Research

  • CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

  • Special report: Compliance, infosec & battling cyber-threats

  • Compliance Week presents: ‘A Tale of Two Storms’

Partner Content

More from Compliance Week

Coronavirus compensation

Survey: In-house counsel salary increases down amid pandemic

2021-06-08T16:12:00+01:00By

In-house counsel salaries across every industry took a hit in 2020 as a direct result of the coronavirus pandemic’s impact, according to the latest compensation survey by executive search firm BarkerGilmore.

Coronavirus look ahead

‘Cost of Compliance’ survey reflects post-COVID landscape

2021-06-07T20:02:00+01:00By

A year removed from the start of the pandemic, the long-term effects the shift in work culture will have on the compliance profession have become more apparent. The “Cost of Compliance Report 2021” by Thomson Reuters reflects these changes.

NAB

Australia’s NAB cited for ‘serious and ongoing non-compliance’ with AML laws

2021-06-07T17:57:00+01:00By

Australia’s financial regulator has identified “serious concerns” with National Australia Bank’s compliance with anti-money laundering and counter-terrorism financing rules but indicated it won’t fine the bank—for now.

SEC

CCO settles SEC charges of causing firm to breach fiduciary duties

2021-06-07T17:47:00+01:00By

The SEC announced settled charges with the chief compliance officer of investment adviser VII Peaks Capital for her alleged role in causing the firm to breach fiduciary duties.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.