Inside the Mind of the CCO

Female vs. male salaries 2020

Salary data: Women getting CCO opportunities, but pay disparity pervades

2020-09-30T18:03:00+01:00By

A crunching of numbers from our “Inside the Mind of the CCO” survey showed the same gender pay disparity that pervades corporate America also exists in compliance.

Diversity & Inclusion

What compliance can do to advance diversity and inclusion efforts

2020-09-29T20:05:00+01:00By

Experts offer best practices on how to ensure your D&I policies, training, and resources are sufficient at this social and cultural inflection point.

Jennifer Newton

Spotlight on National Association of Black Compliance & Risk Management Professionals

2020-09-29T20:29:00+01:00By

Compliance Week interviews Jennifer Newton, founder and CEO of the National Association of Black Compliance & Risk Management Professionals, to get her take on diversity and inclusion efforts in the profession.

Data future

Ask a CCO: What will compliance look like in 5 years?

2020-09-30T16:57:00+01:00By Compliance Week

We asked nine prominent chief compliance officers to look into their crystal balls, and all of them saw data and advanced technology playing a larger role in the future of the profession.

Top Stories

woods

With ‘FinCEN Files,’ don’t shoot the messenger

2020-09-30T18:20:00+01:00By

It’s important we understand with the “FinCEN Files” that the enemy is not a journalist, a regulator, or a banker. The enemy is the money launderer, and this is where we need to focus our thinking and resources, writes Martin Woods.

Webcast screenshot

Members-only Webcast: FinCEN leaks—from the inside

2020-09-29T20:26:00+01:00By International Compliance Association

Financial crimes expert Martin Woods and two specialists from the International Compliance Association spend 50 minutes discussing the impact of the “FinCEN Files” story and what it says about the state of AML compliance.

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Compliance failures at JPMorgan highlighted in record $920M spoofing fine

2020-09-29T20:13:00+01:00By

JPMorgan Chase agreed to pay more than $920 million as part of an agreement with three federal agencies to settle allegations that the firm’s traders manipulated the precious metals markets with false trades.

Carnival Compliance Case Study

Carnival index

Compliance Week presents: ‘A Tale of Two Storms’

2020-09-14T13:00:00+01:00By

Our first-ever case study is the story of Carnival’s quest for compliance redemption, set in the context of not only new leadership and a court-appointed monitorship, but in the midst of a global pandemic.

Partner Content

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How the new reality of remote and distributed work is changing the risk and compliance landscape

Provided by Microsoft

Join Executive Q&A with Microsoft and Frost Bank Risk Management Leaders to hear how their companies are addressing new risks brought by pandemics.

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Compliance Training That Sticks

Provided by

A free guide from OnCourse Learning to creating a high-impact financial compliance program.

Data and Research

  • Survey: Past crises prepared compliance for coronavirus pandemic

  • Special report: Compliance training

  • Special report: Maturing in your technology journey

More from Compliance Week

Health records

Breach costs Premera Blue Cross $6.85M; second-largest HIPAA fine

2020-09-28T21:24:00+01:00By

Premera Blue Cross has agreed to pay $6.85 million in a settlement with the U.S. Department of Health and Human Services regarding a 2014 data breach that affected the personal and health plan information of over 10.4 million people.

Business fear

OECD report: Fear of enforcement drives fight against corruption

2020-09-28T19:43:00+01:00By

Fear of enforcement and the consequential reputational fallout of an enforcement action are the top drivers for developing an anti-corruption compliance program, states a new report by the Organization for Economic Co-operation and Development.

Stock data

Two companies charged in landmark SEC data analytics cases

2020-09-28T19:38:00+01:00By

A new risk-based data analytics initiative at the SEC has been credited for forming the basis of charges against two publicly traded companies for improper reporting of quarterly earnings per share.

Whistle

Internal whistleblower exposes fraud at Illinois engine manufacturer

2020-09-25T18:40:00+01:00By

An internal whistleblower exposed a scheme by three executives of a Chicago-area engine manufacturer to improperly inflate revenue and cover their tracks by lying to company accountants and independent counsel.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.