Top Stories

cybercrime_web

Premium

DOJ steps up enforcement approach against AI-powered cybercrime

2024-10-07T12:13:00+01:00By

The Criminal Division of the Department of Justice plans to heighten its focus on cybercrime, according to division head Nicole Argentieri.

UK_Sanctions_web

Premium

New U.K. enforcement body piles pressure on sanctions evaders

2024-10-03T16:02:00+01:00By

Global sanctions rules are increasing rapidly, as are tools to detect and punish those who break them. In response, the U.K. government is creating a new Office of Trade Sanctions Implementation to investigate and penalize those who break sanctions rules.

CW Event Previews

AI_White_House_Web

Premium

AI and government: How Trump or Harris presidency will differ on policy, regulation

2024-09-25T13:21:00+01:00By

AI may be one of the hottest things in the business world but former President Donald Trump and Vice President Kamala Harris haven’t devoted much time to discussing the technology. Still, each candidate has offered a few clues as to how they would govern over this next wave of innovation.

Amsterdam_Web

Premium

An Amsterdam discussion on increased role of CCOs

2024-09-13T12:40:00+01:00By

Compliance Week and its sister organization the International Compliance Association will bring together more than 200 GRC professionals for Compliance Week Europe Oct. 15-16 in Amsterdam to discuss how they’re making sense of the constantly changing regulatory landscape.

Personalize this space

Tell us the subject areas most of interest to you in your job, and we can help you find what you’re looking for quicker. By selecting from our list of topics, industries, and regions, you can customize content on this page to suit your needs.

Sign in to set your preferences

Partner Content

ganintegrity300x200

AI Governance Benchmarking Survey

Provided by

This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the approaches compliance is taking to AI Governance. Results will be shared by Compliance Week and GAN Integrity in the form of a benchmark report.

More from Compliance Week

Accounting

News Brief

Five firms fined by PCAOB for alleged communications, reporting failures

2024-09-26T16:13:00+01:00By

The Public Company Accounting Oversight Board fined five consultancies, including Ernst & Young, as the agency continues its crackdown on firms violating audit committee communications rules and reporting requirements.

AAR_Corp_web

News Brief

AAR Corp. discloses former exec implicated in Nepal, South Africa FCPA violations

2024-09-25T20:22:00+01:00By

Aviation maintenance services provider AAR Corp. disclosed that several former employees may have bribed officials in Nepal and South Africa to win contracts, and chose to self-report violations of the Foreign Corrupt Practices Act to authorities in the U.S. and U.K.

SEC

News Brief

SEC to host Nov. 7 virtual compliance seminar for investment advisers

2024-09-24T19:00:00+01:00By

The Securities and Exchange Commission will host a virtual national seminar on Nov. 7 targeted toward chief compliance officers at investment companies and investment advisers.

off_channel_comm_web

News Brief

Regs levy $120M in fines over off-channel comms with two firms avoiding penalties

2024-09-24T15:31:00+01:00By

Regulators continue to hammer firms with fines for violating rules regarding the use of unapproved communication methods by employees, issuing $120 million in fines this week. And for the first time, two firms were not fined because they self-reported their violations.

classified_web

Premium

How lax compliance led three defense companies to give military secrets to U.S. adversaries

2024-09-24T15:10:00+01:00By

There are dozens of ways foreign countries can get their hands on U.S. military secrets, including cyberhacking, espionage, theft, and more. But one increasingly concerning way has been through unintentional disclosures by trusted defense contractors, including Boeing, 3D Systems Corp., and RTX Corp., parent company of Raytheon.

Barclays

Premium

Barclays is axing its bonus caps. Is it also ditching good governance?

2024-09-23T18:50:00+01:00By

Four years post-Brexit, London-based Barclays became the first British bank to scrap bonus caps for its traders that were meant to curb excessive risk-taking with client cash, improve corporate governance, and restore faith in an industry most working people still hold responsible for 15 years of economic misery. 

MBS_Web

News Brief

SEC penalizes Macquarie Asset Management $80M for overvaluing assets, fraud

2024-09-20T18:47:00+01:00By

Historically, the SEC has fiercely protected the rights of retail investors, and is constantly churning out enforcement actions against investment advisers it alleges have defrauded and manipulated its customers. So, it was somewhat unusual the agency issued an enforcement action this week that involved protecting the rights of institutional investors.

LinkedIn Group