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Scott Hulsey

Q&A: Ex-DOJ official on policy changes, new CCO expectations

2023-01-26T17:01:00+00:00By

Scott Hulsey, partner at Barnes & Thornburg, former federal prosecutor, and a former chief compliance officer, discusses with Compliance Week how CCOs should respond to the Department of Justice’s recent policy changes regarding corporate crime.

Morgan Stanley

Reports: Morgan Stanley fines bankers up to $1M for off-channel communications

2023-01-26T18:23:00+00:00By

Morgan Stanley fined its employees up to $1 million for using unauthorized communication channels in violation of recordkeeping rules, according to multiple reports.

Exam cheating

Audit exam cheating findings spark concern of endemic trend

2023-01-25T16:17:00+00:00By

Recent penalties against Big Four audit firms KPMG, PwC, and EY over allegations of widespread exam cheating have raised concerns prompting regulators to investigate the extent of the practice.

CW Surveys

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Survey: Data retention in 2023

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The level of urgency around data privacy grows each year, with new laws being implemented across the globe and technologies offering enhanced means of data storage.

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Foster a Culture of Ethical Behavior

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Strengthen your ability to monitor, create, and maintain a culture of trust where your team can thrive.

Data and Research

  • Survey: Measuring the impact of code of conduct training

  • Survey: How businesses are confronting governmental licenses in M&As

  • Survey: Firms early to prep for SEC’s climate-related disclosure rule

  • Closing the data risk gap: How technology enables data protection

  • Desire for transparency launches FedEx on ESG journey

  • CW case study offers 360-degree view of ransomware attack

  • CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

  • Compliance Week presents: ‘A Tale of Two Storms’

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More from Compliance Week

PopularBank_Web

Popular Bank fined $2.3M by Fed over fraudulent PPP loan approvals

2023-01-25T17:19:00+00:00By

The Federal Reserve Board fined New York-based Popular Bank $2.3 million for processing Paycheck Protection Program loans despite finding significant indications of possible fraud in the loan applications.

JBS

JBS accused of greenwashing in SEC whistleblower complaint

2023-01-24T21:31:00+00:00By

Brazilian meat processing company JBS faces accusations of issuing $3.2 billion worth of “misleading and fraudulent” sustainability bonds in a whistleblower complaint filed with the Securities and Exchange Commission.

Audit

Report: Audit committees bracing for increased role in ESG, ERM, cyber

2023-01-24T21:07:00+00:00By

A new report from the Center for Audit Quality and Deloitte found corporate boards are taking a fresh look at their audit committee structures and practices to respond to emerging corporate reporting areas and increased risks.

Johnson & Johnson

J&J unit to pay $9.75M to settle kickback suit

2023-01-24T18:47:00+00:00By

A Johnson & Johnson medical device subsidiary admitted to providing thousands of dollars in equipment as kickbacks to an orthopedic surgeon as part of a $9.75 million settlement reached with the Department of Justice.

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CW accepting nominations for 2023 ‘Excellence in Compliance Awards’

Nominations are open for Compliance Week’s fourth annual “Excellence in Compliance Awards,” with winners to be recognized at our 2023 National Conference from May 15-17 in Washington, D.C.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.