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GHG emissions

ESG experts see shades of conflict minerals for SEC climate disclosure rule

2022-09-23T19:37:00+01:00By

The climate-related disclosure rule proposed by the Securities and Exchange Commission will eventually pass but not before undergoing some changes, practitioners speaking at CW’s virtual ESG Summit predicted.

Employee compensation

Survey: Performance incentives drive general counsel compensation rise

2022-09-23T17:03:00+01:00By

Compensation among general counsel at some of the nation’s top corporations increased about 8.1 percent in 2021, compared to 2020 levels, according to the latest annual benchmarking report from Equilar.

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Ask a CCO: Tech most subject to regulator scrutiny over next 5 years?

2022-09-23T13:00:00+01:00By Compliance Week

Four senior compliance practitioners offer what they believe will be the technology currently on the market that will receive the most attention from regulators over the next five years.

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Collateral damage aplenty in NYAG lawsuit against Trump Organization

2022-09-22T22:08:00+01:00By

The New York Attorney General’s lawsuit against former President Donald Trump is solely focused on penalizing his business and cohorts, but firms like Mazars and Deutsche Bank don’t come off well from a due diligence perspective.

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Building the Case for Benchmarking

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In today’s business environment, benchmarking has become a critical piece of a successful ethics and compliance program—from comparing against the practices of other organizations, identifying gaps, accessing helpful recourses to guide program improvements, and more.

Data and Research

  • Survey: Firms early to prep for SEC’s climate-related disclosure rule

  • Closing the data risk gap: How technology enables data protection

  • Desire for transparency launches FedEx on ESG journey

  • CW case study offers 360-degree view of ransomware attack

  • CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’

  • Compliance Week presents: ‘A Tale of Two Storms’

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More from Compliance Week

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Experts: Where to start on your ESG journey

2022-09-21T19:36:00+01:00By

ESG directors from Tenneco and Amneal Pharmaceuticals shared best practices for businesses broaching the initial phases of environmental, social, and governance reporting at CW’s virtual ESG Summit.

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Ireland interpretations of GDPR criticized again in Instagram case

2022-09-21T14:36:00+01:00By

In fining Instagram a record €405 million (U.S. $405 million) for General Data Protection Regulation violations regarding the safeguarding of teenage users’ data, the Irish Data Protection Commission took some heat of its own.

SECBooks

Waddell & Reed to pay $775K over wrap fee compliance failures

2022-09-20T20:10:00+01:00By

Investment adviser Waddell & Reed will pay about $775,000 as part of a settlement with the Securities and Exchange Commission for compliance failures and breaching its fiduciary duty.

SECcrop

Sparkster to pay $35M for selling unregistered crypto securities

2022-09-20T19:35:00+01:00By

Software development company Sparkster and its CEO Sajjad Daya agreed to collectively pay more than $35 million for the offer and sale of unregistered crypto securities.

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