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How to scour your organization for pandemic fraud risks
“Only when the tide goes out do you discover who’s been swimming naked,” said Warren Buffett. With the pandemic tide out, here are some related frauds that are likely already occurring that corporations should be watching for.
Law enforcement reform should take a cue from compliance
Just as companies must answer to their stakeholders, our public leaders and institutions need to be held more accountable to their constituents.
SEC announces record whistleblower award of nearly $50M
The Securities and Exchange Commission announced its largest ever whistleblower award to a single individual at nearly $50 million while denying a second claimant a share of the bounty.
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Partner surveys
Survey: How has COVID-19 impacted your leases?
Take our survey asking accounting and real estate professionals how their leases have been impacted by the coronavirus pandemic.
Survey: The Present and Future of Entity Management
This survey examines entity management procedures today as opposed to what you think they’ll be in 5 years, invites you to share your confidence level on data integrity and reporting, and helps you benchmark best practices and pain points on all things related to managing entities.
Survey: CCPA, GDPR, and the state of your data privacy program
Help to benchmark your program by participating in this survey that gets at the motivations, obstacles, tools, budget, and requirements for your data privacy program.
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Upcoming event > Investigations Workshop
Investigations: June 17-18 (virtual)
Apply scientifically validated methods to interview witnesses and assess credibility.
Excellence in Compliance Awards
Data and Research
Survey: Past crises prepared compliance for coronavirus pandemic
Special report: Compliance training
Special report: Inside the Mind of the CCO
Special report: Maturing in your technology journey
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More from Compliance Week
USBI to pay $16M for breaches of fiduciary duty
U.S. Bancorp Investments, a dually registered investment adviser and broker-dealer, has agreed to pay $16 million to settle SEC charges for breaches of fiduciary duty arising out of its mutual fund share-class selection practices.
Revised DOJ compliance guidance highlights risk, training, more
The Department of Justice posted new revisions to its “Evaluation of Corporate Compliance Programs” guidance, directing prosecutors to ask whether compliance is “adequately resourced and empowered to function” effectively, among other changes.
Analysis: When a bonus becomes less incentive, and more compromise
Financial crime expert Martin Woods explores what happens when the annual bonus causes employees to disregard their values for want of a dollar.
No stopping CCPA enforcement deadline, says California AG
With one month to go to the July 1 enforcement deadline of the California Consumer Privacy Act, it is still full speed ahead for Attorney General Xavier Becerra’s office.
Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week 
