Top Stories

BackToWork

Ask Amii mailbag: What to do when back-to-work guidance falls to you

2020-07-02T12:50:00+01:00By

Executive coach Amii-Barnard Bahn offers some tips for when your compliance title morphs into “Chief Public Health Officer,” plus ways to highlight the compliance function at your company and more.

RisingRisk

OCC report highlights elevated compliance risks in banking

2020-07-01T18:30:00+01:00By

The Office of the Comptroller of the Currency published a new report describing key issues facing the federal banking system and the effects of the coronavirus pandemic on the banking industry.

Wirecard

In time of crisis, Wirecard has turned to its would-be CCO to lead

2020-06-30T15:58:00+01:00By

Reeling from a $2 billion accounting scandal, Wirecard has turned to its would-be chief compliance officer as its interim CEO. It’s the first smart move the company has made in a while, writes Martin Woods.

Partner surveys

Financial crime AI

Survey: The evolving role of AI in fighting financial crime

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Take this benchmark survey to find out where you are on the AI maturity curve in comparison to peers.

Coronavirus pandemic

Survey: How prepared were you for COVID-19 pandemic?

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Participate in this short survey and find out how your organization’s crisis preparedness and response compares to your peers.

AdobeStock_340665334

Survey: How has COVID-19 impacted your leases?

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Take our survey asking accounting and real estate professionals how their leases have been impacted by the coronavirus pandemic.

Spreadsheet

Survey: The Present and Future of Entity Management

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This survey examines entity management procedures today as opposed to what you think they’ll be in 5 years, invites you to share your confidence level on data integrity and reporting, and helps you benchmark best practices and pain points on all things related to managing entities.

Data privacy

Survey: CCPA, GDPR, and the state of your data privacy program

Provided by OpenText

Help to benchmark your program by participating in this survey that gets at the motivations, obstacles, tools, budget, and requirements for your data privacy program.

Data and Research

  • Survey: Past crises prepared compliance for coronavirus pandemic

  • Special report: Compliance training

  • Special report: Inside the Mind of the CCO

  • Special report: Maturing in your technology journey

More from Compliance Week

Crypto

Telegram to pay back investors $1.2B for failed ICO

2020-06-29T16:08:00+01:00By

Telegram Group will return more than $1.2 billion in ill-gotten gains to investors and pay an $18.5 million civil penalty to resolve SEC charges that its unregistered offering of digital tokens violated federal securities laws.

MexicoAntiCorruption

Mexico’s war on corruption an uphill battle for compliance officers

2020-06-29T15:34:00+01:00By

Companies doing business in Mexico face an uphill battle with their anti-corruption compliance efforts as the country’s government struggles to control—and, in many cases, contributes to—its endemic corruption problem.

Cyber-security

Bill proposes national cyber-security czar

2020-06-26T18:09:00+01:00By

A bill with bipartisan Congressional support proposes to create a national cyber-security czar who would report directly to the president.

SEChq

SEC risk alert provides compliance roadmap for investment advisors

2020-06-26T17:33:00+01:00By

A risk alert issued recently by the SEC examines disclosure deficiencies by investment advisors managing private funds.

LinkedIn Group

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