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Cyber-risk panelists

Cyber-Risk Summit: Compliance should view cyber-security through prism of risk

2021-01-21T21:39:00+00:00By

What’s most important for compliance officers is to understand the risks breaches and hacks pose to their organizations, not the technical manner of how those breaches occur, according to an expert panel at CW’s virtual Cyber-Risk & Data Privacy Summit.

Cyber-risk panel

Cyber-Risk Summit: 7 best practices for protecting employee health data

2021-01-21T21:19:00+00:00By

Experts at CW’s virtual Cyber-Risk and Data Privacy Summit explain the importance for companies to review and enhance their current data security compliance policies and procedures.

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Video: Did Capital One get off easy with $390M AML fine?

2021-01-21T19:22:00+00:00By Compliance Week

Kyle Brasseur explains how Capital One’s $390 million civil penalty for anti-money laundering failures could have been much steeper had it not been for the bank’s significant remediation efforts.

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CW accepting nominations for 2021 ‘Excellence in Compliance Awards’

2021-01-11T15:29:00+00:00By

Nominations are open for Compliance Week’s second annual “Excellence in Compliance Awards,” which for 2021 includes a new category to honor companies whose ethics and compliance programs are head and shoulders above the rest.

CW Surveys

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Survey: Cyber-risk and data privacy in the age of COVID

By Compliance Week

In the wake of the SolarWinds hack and in the middle of a pandemic, it’s critical to ensure your most important data is protected—particularly when you’re collecting and storing more of it than ever. Take 2 minutes to let us know how you think you’re doing.

Partner Content

AMLCover

e-Book: AML: New U.S. regulation to start the year off

Provided by

Congress has passed a defense bill that contains amendments with big ramifications for AML, including new requirements around beneficial ownership and a new Bank Secrecy Act whistleblower program at the Treasury.

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e-Book: Financial services roadmap: Know Your Customer

Provided by

Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.

Data and Research

  • Survey: Remote compliance practitioners feel supported, but for how long?

  • Inside the Mind of the CCO: 2020 a year like no other

  • Compliance Week presents: ‘A Tale of Two Storms’

More from Compliance Week

SARs chart

Analysis: Improving SARs effectiveness takes more than act of Congress

2021-01-19T19:25:00+00:00By

In the wake of 2020’s FinCEN Files leaks, the U.S. Treasury this year will undertake a thorough reevaluation of the country’s AML program under the Bank Secrecy Act.

Wells Fargo

Ex-Wells Fargo general counsel fined $3.5M for fake accounts role

2021-01-19T18:20:00+00:00By

General Counsel James Strother agreed to a $3.5 million settlement to become the seventh former senior executive at Wells Fargo fined by the OCC for their role in the bank’s fake account scandal.

Capital One

Capital One fined $390M for ‘egregious’ AML compliance failures

2021-01-19T17:59:00+00:00By

Capital One will pay a $390 million civil penalty for compliance failures regarding banking services offered to its check cashing group, which—according to FinCEN—had a reputation for money-laundering risks.

EU US privacy

EU regulators beef up SCCs as temporary Privacy Shield alternative

2021-01-15T19:41:00+00:00By

The key data regulators that oversee the European Union’s strict privacy regulation agreed to a beefed up set of contractual terms to provide more clarity about the level of protection data transfers to countries outside the EU can enjoy.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.