Inside the Mind of the CCO

Compliance appreciation

Enjoy ‘Compliance Officer Day’—you’ve earned it

2020-09-24T17:02:00+01:00By

n a 2020 full of Blursdays that all run together, it’s perhaps appropriate that the day created in your honor this year happens to fall when you don’t have to be in the office (otherwise known as your bedroom/kitchen table).

Inside the Mind of the CCO

In a year like no other, compliance being called to take leadership mantle

2020-09-24T16:50:00+01:00By

Our second annual “Inside the Mind of the CCO” survey revealed that compliance practitioners, by and large, have stepped up to meet the unique challenges presented by this very different, very difficult year.

Top Stories

Europe

‘FinCEN Files’ show Europe’s AML efforts maybe aren’t so world class

2020-09-25T17:18:00+01:00By

The damning revelations from the “FinCEN Files” leaks have once again put Europe and its supposed world-leading anti-money laundering rules under the spotlight.

Nailedit1200x800

BoA a silver lining in damning ‘FinCEN Files’ report; Wells Fargo CEO puts foot in mouth

2020-09-25T20:27:00+01:00By Compliance Week

Bank of America gets a pat on the back for going beyond an “observe and report” approach to filing a SAR, and we learned this week that Wells Fargo’s CEO needs a little unconscious bias training.

Carnival Compliance Case Study

Carnival index

Compliance Week presents: ‘A Tale of Two Storms’

2020-09-14T13:00:00+01:00By

Our first-ever case study is the story of Carnival’s quest for compliance redemption, set in the context of not only new leadership and a court-appointed monitorship, but in the midst of a global pandemic.

Partner Content

72DPI_Microsoft Partner Content Image

How the new reality of remote and distributed work is changing the risk and compliance landscape

Provided by Microsoft

Join this live Q&A on how the new reality is changing the risk and compliance landscape. Risk management executives from Microsoft and Frost Bank will share how they are addressing new risks through new processes and policies.

Preparing the Frontline eBook600x400 v2

Compliance Training That Sticks

Provided by

A free guide from OnCourse Learning to creating a high-impact financial compliance program.

Data and Research

  • Survey: Past crises prepared compliance for coronavirus pandemic

  • Special report: Compliance training

  • Special report: Maturing in your technology journey

More from Compliance Week

LeasesSurvey

Takeaways from FASB leases roundtable

2020-09-23T14:50:00+01:00By

FASB held a public roundtable on implementation of the new lease accounting standard, discussing technical issues that are challenging for practitioners and where additional or amended guidance might be needed.

Wells Fargo

Former Wells Fargo execs settle with OCC for fake account scandal roles

2020-09-22T17:55:00+01:00By

Three former senior executives of Wells Fargo Bank must pay a combined total of $1.675 million in civil money penalties in settlements with the OCC for their individual roles in the bank’s now-infamous fake account scandal.

California

What CCPA-affected businesses need to know about California’s next privacy initiative

2020-09-21T16:36:00+01:00By

Businesses with operations in California should expect their data privacy compliance obligations to get a lot more complicated next year with the California Privacy Rights Act expected to pass in November.

Swedbank

Swedbank being investigated for suspected market abuse

2020-09-21T16:24:00+01:00By

Swedbank announced the Swedish Financial Supervisory Authority has opened an investigation into the bank for potential violations of the regulation on market abuse in connection to the disclosure of suspected money laundering.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.