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Fraud cartoon

How to scour your organization for pandemic fraud risks

2020-06-04T15:40:00+01:00By

“Only when the tide goes out do you discover who’s been swimming naked,” said Warren Buffett. With the pandemic tide out, here are some related frauds that are likely already occurring that corporations should be watching for.

protest

Law enforcement reform should take a cue from compliance

2020-06-04T15:37:00+01:00By

Just as companies must answer to their stakeholders, our public leaders and institutions need to be held more accountable to their constituents.

Whistleblower

SEC announces record whistleblower award of nearly $50M

2020-06-04T17:42:00+01:00By

The Securities and Exchange Commission announced its largest ever whistleblower award to a single individual at nearly $50 million while denying a second claimant a share of the bounty.

Partner surveys

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Survey: How has COVID-19 impacted your leases?

Provided by

Take our survey asking accounting and real estate professionals how their leases have been impacted by the coronavirus pandemic.

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Survey: The Present and Future of Entity Management

Provided by

This survey examines entity management procedures today as opposed to what you think they’ll be in 5 years, invites you to share your confidence level on data integrity and reporting, and helps you benchmark best practices and pain points on all things related to managing entities.

Data privacy

Survey: CCPA, GDPR, and the state of your data privacy program

Provided by OpenText

Help to benchmark your program by participating in this survey that gets at the motivations, obstacles, tools, budget, and requirements for your data privacy program.

Upcoming event > Investigations Workshop

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Investigations: June 17-18 (virtual)

Apply scientifically validated methods to interview witnesses and assess credibility.

Register Now

Excellence in Compliance Awards

EIC award announcement

Excellence in Compliance Awards

See all the award winners, including CCO of the Year.

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Data and Research

  • Survey: Past crises prepared compliance for coronavirus pandemic

  • Special report: Compliance training

  • Special report: Inside the Mind of the CCO

  • Special report: Maturing in your technology journey

More from Compliance Week

Bank fail

USBI to pay $16M for breaches of fiduciary duty

2020-06-02T19:12:00+01:00By

U.S. Bancorp Investments, a dually registered investment adviser and broker-dealer, has agreed to pay $16 million to settle SEC charges for breaches of fiduciary duty arising out of its mutual fund share-class selection practices.

DOJ

Revised DOJ compliance guidance highlights risk, training, more

2020-06-02T17:50:00+01:00By

The Department of Justice posted new revisions to its “Evaluation of Corporate Compliance Programs” guidance, directing prosecutors to ask whether compliance is “adequately resourced and empowered to function” effectively, among other changes.

DangledCarrot

Analysis: When a bonus becomes less incentive, and more compromise

2020-06-02T16:17:00+01:00By

Financial crime expert Martin Woods explores what happens when the annual bonus causes employees to disregard their values for want of a dollar.

CCPA

No stopping CCPA enforcement deadline, says California AG

2020-06-02T13:30:00+01:00By

With one month to go to the July 1 enforcement deadline of the California Consumer Privacy Act, it is still full speed ahead for Attorney General Xavier Becerra’s office.

LinkedIn Group

    Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week LinkedIn group, where members network and discuss GRC news and issues. Open to compliance practitioners.