Top Stories
Learning from Wells Fargo: How Best Buy launched its enterprise risk and compliance function
Todd Hartman, general counsel and chief risk officer of Best Buy, shares the catalyst behind revamping the retailer’s second line of defense and the lasting benefits of separating compliance from legal.
Allianz case questions if DOJ encouraging scapegoating in individual liability push
Is the Department of Justice’s focus on individual accountability in white-collar crime cases encouraging companies to scapegoat their employees? A recent court filing in a $6 billion corporate fraud case could give company officers some sleepless nights.
Experts: New AI laws pose risk of overlap with data protection mandates
Companies are at serious risk of facing multiple fines for the same offense under different sets of legislation if the artificial intelligence technologies they employ misuse personal data or cause harm to consumers, according to legal experts.
CW Surveys
Survey: Data retention in 2023
The level of urgency around data privacy grows each year, with new laws being implemented across the globe and technologies offering enhanced means of data storage.
Upcoming Webcasts
- Previous
- Next
Partner Content
Foster a Culture of Ethical Behavior
Strengthen your ability to monitor, create, and maintain a culture of trust where your team can thrive.
Data and Research
Survey: Measuring the impact of code of conduct training
Survey: How businesses are confronting governmental licenses in M&As
Survey: Firms early to prep for SEC’s climate-related disclosure rule
Closing the data risk gap: How technology enables data protection
Desire for transparency launches FedEx on ESG journey
CW case study offers 360-degree view of ransomware attack
CW presents: ‘Coming Clean: Volkswagen’s Dieselgate scandal and compliance monitorship’
Compliance Week presents: ‘A Tale of Two Storms’
- Previous
- Next
Partner Content
- Previous
- Next
More from Compliance Week
Fed cites AML weaknesses in denying Custodia Bank membership application
The Federal Reserve Board denied the application of Custodia Bank for membership in the Federal Reserve System, citing weaknesses in the digital-first bank’s anti-money laundering protocols as part of its decision.
Democratic senators push PCAOB to crack down on crypto audit work
Sens. Elizabeth Warren (D-Mass.) and Ron Wyden (D-Ore.) called on the Public Company Accounting Oversight Board to address so-called “sham audits” of cryptocurrency companies by registered auditors in the aftermath of the collapse of FTX.
PCAOB inspections: SPACs lend to Marcum struggles
The Public Company Accounting Oversight Board’s latest batch of 2021 audit inspection reports included a setback in results for Marcum largely related to the firm’s work dealing with special purpose acquisition companies.
In Touch Games fined $7.6M for AML failures by U.K. Gambling Commission
U.K. online gaming company In Touch Games was fined £6.1 million (U.S. $7.6 million) by the country’s Gambling Commission for a series of anti-money laundering failures—its third such penalty since 2019.
Looking for a forum to interact with corporate compliance officers, internal auditors, risk officers, financial reporting executives, and other corporate governance enthusiasts? Join the Compliance Week 
