The SEC will not take action against Harris Corp. for FCPA violations, but has brought charges against a former Harris executive for bribing Chinese government officials to obtain business. Jaclyn Jaeger explores.
Bruce Carton asks: Does anyone remember waaaaaaaaaaaay back in October 2015 when President Obama nominated Lisa Fairfax and Hester Peirce as SEC Commissioners? Please take a CW poll on when these nominees will be confirmed.
As the Bank of England and U.K. insurers debate how to best use financial reserves, compliance officers everywhere can feel the strain of being called to answer to two masters. Continue the conversation at Compliance Week Europe this November 7-8, in Brussels, Belgium. Register today!