News

Accounting & Auditing

Compliance urged to respond to consultation on modernizing international audit standards

Compliance urged to respond to consultation on modernizing international audit standards

FRC revises two auditing and assurance standards to align with international ethics code

FRC revises two auditing and assurance standards to align with international ethics code

In the AI governance race, EY’s Dilek Çilingir explains how compliance can keep AI in step

In the AI governance race, EY’s Dilek Çilingir explains how compliance can keep AI in step

New audit quality control standard amended to reduce compliance burden

New audit quality control standard amended to reduce compliance burden

U.K. promises corporate reporting reforms will slash compliance costs and focus on reports’ purpose

U.K. promises corporate reporting reforms will slash compliance costs and focus on reports’ purpose

IIA publishes guidance on how the Three Lines Model and ERM can meet evolving organizational risks

IIA publishes guidance on how the Three Lines Model and ERM can meet evolving organizational risks

When compliance reporting creates false assurance

When compliance reporting creates false assurance

SEC charges former execs of auto subprime lender giant Tricolor with fraud, falsifying loan documents

SEC charges former execs of auto subprime lender giant Tricolor with fraud, falsifying loan documents

New resource from PCAOB addresses compliance questions on QC 1000 standard

New resource from PCAOB addresses compliance questions on QC 1000 standard

Execs distrust AI outputs after internal audit flags errors: Report

Execs distrust AI outputs after internal audit flags errors: Report

U.K. increases fines for poor audit practices while audit firms criticized for poor practices and quality failures

U.K. increases fines for poor audit practices while audit firms criticized for poor practices and quality failures

AI hallucinations and global business deals in PwC report highlight compliance risks

AI hallucinations and global business deals in PwC report highlight compliance risks

AI

Hong Kong regulator sets accountability, resilience, trust rules for bank AI

Hong Kong regulator sets accountability, resilience, trust rules for bank AI

The State of AI Governance in Third-Party Risk

The State of AI Governance in Third-Party Risk

From AI Outputs to Compliance Decisions: A Practical Guide for Compliance Professionals

From AI Outputs to Compliance Decisions: A Practical Guide for Compliance Professionals

AI in the Audit Room

AI in the Audit Room

‘Rogue’ AI raises liability and insurance questions for developers and deployers

‘Rogue’ AI raises liability and insurance questions for developers and deployers

Securing AI systems from cyber threats is a top priority, according to PwC’s Global Digital Trust Insights Survey

Securing AI systems from cyber threats is a top priority, according to PwC’s Global Digital Trust Insights Survey

Boards put AI investments at risk due to lack of knowledge and skills, PwC survey finds

Boards put AI investments at risk due to lack of knowledge and skills, PwC survey finds

Companies responsible for decisions made by ‘autonomous’ AI, says ICO

Companies responsible for decisions made by ‘autonomous’ AI, says ICO

FCA warns AI may reveal more cyber vulnerabilities firms can cope with

FCA warns AI may reveal more cyber vulnerabilities firms can cope with

EU’s financial regulator prioritizes AI, tokenization as key risks for 2027

EU’s financial regulator prioritizes AI, tokenization as key risks for 2027

Don’t overestimate the value of ‘human in the loop’ for AI governance, say experts

Don’t overestimate the value of ‘human in the loop’ for AI governance, say experts

Deloitte survey exposes compliance gaps as a third of employees admit using shadow GenAI at work

Deloitte survey exposes compliance gaps as a third of employees admit using shadow GenAI at work

AML

UAE expands AML/CFT regime with tougher penalties and wider sector reach

UAE expands AML/CFT regime with tougher penalties and wider sector reach

UK proposes new cross-regulatory, multi-agency approach to clamp down on money laundering

UK proposes new cross-regulatory, multi-agency approach to clamp down on money laundering

BoA pays $1.21B for AML lapses and alleged sanctions violations

BoA pays $1.21B for AML lapses and alleged sanctions violations

American Express hit with $350M penalty for lax BSA/AML compliance program

American Express hit with $350M penalty for lax BSA/AML compliance program

Former Florida TD Bank employee admits laundering millions for Colombian criminals

Former Florida TD Bank employee admits laundering millions for Colombian criminals

Vietnam’s AML rules require banks to trace owners beyond its borders

Vietnam’s AML rules require banks to trace owners beyond its borders

Before the first crypto transaction, finance needs a seat at the compliance table

Before the first crypto transaction, finance needs a seat at the compliance table

End of BOI rule doesn’t mean end of BOI responsibilities for banks, small businesses

End of BOI rule doesn’t mean end of BOI responsibilities for banks, small businesses

LexisNexis Risk Solutions exec on how compliance in all sectors supports the virtuous circle of crime prevention

LexisNexis Risk Solutions exec on how compliance in all sectors supports the virtuous circle of crime prevention

FinCEN analysis finds smuggling transactions in SARs reached nearly $5 billion

FinCEN analysis finds smuggling transactions in SARs reached nearly $5 billion

Record-setting AML penalty against UBS was years in the making

Record-setting AML penalty against UBS was years in the making

Singapore’s AML framework has a gap against financial crime, FATF finds

Singapore’s AML framework has a gap against financial crime, FATF finds

Anti-Bribery

China’s draft Anti-Cross-Border Corruption Law adds compliance burden on foreign companies

China’s draft Anti-Cross-Border Corruption Law adds compliance burden on foreign companies

Former Goldman exec faces 30 years for bribery

Former Goldman exec faces 30 years for bribery

Ag company pays $10M and overhauls compliance under DOJ agreement

Ag company pays $10M and overhauls compliance under DOJ agreement

U.K. set to make ‘senior managers’ more accountable for corporate crime

U.K. set to make ‘senior managers’ more accountable for corporate crime

Lafarge guilty of financing terror, execs jailed

Lafarge guilty of financing terror, execs jailed

How to establish an anti-corruption and anti-bribery compliance program

How to establish an anti-corruption and anti-bribery compliance program

Long-running corruption scandal adds €25.8m fine to billions already paid globally

Long-running corruption scandal adds €25.8m fine to billions already paid globally

Time to end “desktop compliance” in public procurement in Latin America

Time to end “desktop compliance” in public procurement in Latin America

Federal jury convicts former coal executive in Egypt-linked coal FCPA case

Federal jury convicts former coal executive in Egypt-linked coal FCPA case

Tips for creating and implementing a global gifts and hospitality policy

Tips for creating and implementing a global gifts and hospitality policy

Beyond the paper shield: Noting differences between U.S. and Brazilian anti-corruption law

Beyond the paper shield: Noting differences between U.S. and Brazilian anti-corruption law

U.K. sets out strategy to combat bribery and corruption

U.K. sets out strategy to combat bribery and corruption

Best Practices

China’s chemical compliance rules reach deeper into manufacturers’ supply chains

China’s chemical compliance rules reach deeper into manufacturers’ supply chains

Compliance must counter rising third-party financial crime risks with risk-based, integrated due diligence

Compliance must counter rising third-party financial crime risks with risk-based, integrated due diligence

How modern investigations actually solve data leaks: Attribution, whistleblowing, and the limits of AI

How modern investigations actually solve data leaks: Attribution, whistleblowing, and the limits of AI

Learning from loss: Compliance lessons from the July Fourth flood

Learning from loss: Compliance lessons from the July Fourth flood

Preparing for prediction markets regulations is a safe bet

Preparing for prediction markets regulations is a safe bet

Why compliance, not technology, will decide the future of digital sovereign finance

Why compliance, not technology, will decide the future of digital sovereign finance

Take these three actions to improve trade compliance oversight

Take these three actions to improve trade compliance oversight

Compliance implications of the National Fraud Enforcement Division

Compliance implications of the National Fraud Enforcement Division

When personal liability becomes a compliance responsibility

When personal liability becomes a compliance responsibility

From mainframes to Agentic AI, what legacy system discipline can teach us about building trustworthy customer data platforms

From mainframes to Agentic AI, what legacy system discipline can teach us about building trustworthy customer data platforms

China’s “Mythos moment” is coming. Its release gate is already built.

China’s “Mythos moment” is coming. Its release gate is already built.

Corporate culture programs: What are the key points of failure?

Corporate culture programs: What are the key points of failure?

Boards & Shareholders

CCOs more likely to report to general counsel than any other executive, ITM survey finds

CCOs more likely to report to general counsel than any other executive, ITM survey finds

Institutional resilience: Why remediation fails without independent governance challenge

Institutional resilience: Why remediation fails without independent governance challenge

Ethics as strategic value: When compliance becomes a board-level decision tool

Ethics as strategic value: When compliance becomes a board-level decision tool

Interpretation precedes execution: Why “just do the work” fails in regulated organizations

Interpretation precedes execution: Why “just do the work” fails in regulated organizations

Communication and relationships is increasingly critical for compliance teams

Communication and relationships is increasingly critical for compliance teams

CW TPRM Summit: Technology advancements are making export controls more important than ever

CW TPRM Summit: Technology advancements are making export controls more important than ever

ESG isn’t just a buzzword, it’s vendor management, forced labor and more

ESG isn’t just a buzzword, it’s vendor management, forced labor and more

Compliance professionals need guaranteed job protections so they can report the truth to CEOs and boards of directors

Compliance professionals need guaranteed job protections so they can report the truth to CEOs and boards of directors

CW National Notebook: Boards of directors need more compliance professionals

CW National Notebook: Boards of directors need more compliance professionals

Should Tesla board, compliance rein in Musk? Expert says tech tycoon ‘doubly untouchable’

Should Tesla board, compliance rein in Musk? Expert says tech tycoon ‘doubly untouchable’

Cryptocurrency and Digital Assets

Banks entering crypto must close transaction monitoring gaps, experts say

Banks entering crypto must close transaction monitoring gaps, experts say

Thousands of crypto firms miss EU license deadline

Thousands of crypto firms miss EU license deadline

U.K. waters down final crypto rules after industry feedback

U.K. waters down final crypto rules after industry feedback

U.K.’s sanctions on cryptocurrency exchanges signal new focus on illicit digital financing

U.K.’s sanctions on cryptocurrency exchanges signal new focus on illicit digital financing

Experts weigh up challenges for firms, FCA under U.K. plan to regulate crypto

Experts weigh up challenges for firms, FCA under U.K. plan to regulate crypto

The SEC’s crypto taxonomy changes everything. Pending enforcement targets should act now

The SEC’s crypto taxonomy changes everything. Pending enforcement targets should act now

Bank of England changes stance on stablecoins after cumbersome compliance complaints

Bank of England changes stance on stablecoins after cumbersome compliance complaints

U.K. sets out parameters of crypto regulation in guidance consultation

U.K. sets out parameters of crypto regulation in guidance consultation

EU’s 20th Russian Sanctions Package extends compliance to third parties and anti-circumvention measures

EU’s 20th Russian Sanctions Package extends compliance to third parties and anti-circumvention measures

FCA joins police, HMRC to carry out first crackdown on illegal crypto trading

FCA joins police, HMRC to carry out first crackdown on illegal crypto trading

Crypto rules may diverge across jurisdictions, but EU’s MiCA likely to prove most attractive

Crypto rules may diverge across jurisdictions, but EU’s MiCA likely to prove most attractive

Experts warn of increased global AML risks as criminals seek to launder Venezuelan money

Experts warn of increased global AML risks as criminals seek to launder Venezuelan money

Culture

FCA expands non-financial misconduct rules to 37,000 more firms

FCA expands non-financial misconduct rules to 37,000 more firms

Moody’s urges banks to integrate compliance, culture and AI governance to accelerate processes and drive growth

Moody’s urges banks to integrate compliance, culture and AI governance to accelerate processes and drive growth

Federal Department of Labor employees pressured to report DEI practices by colleagues

Federal Department of Labor employees pressured to report DEI practices by colleagues

WIC Summit Notebook: Hybrid and remote work are great, but career progression is still in-person

WIC Summit Notebook: Hybrid and remote work are great, but career progression is still in-person

Supply chain disruptions caused by Republican policies should be managed

Supply chain disruptions caused by Republican policies should be managed

Inside the Mind of the CCO: Compliance in an uncertain world, still with fuzzy reporting lines

Inside the Mind of the CCO: Compliance in an uncertain world, still with fuzzy reporting lines

Big Four score: EY, KPMG, PwC, Deloitte among Fortune’s 100 best companies list

Big Four score: EY, KPMG, PwC, Deloitte among Fortune’s 100 best companies list

Ten tips to improve your compliance training program

Ten tips to improve your compliance training program

First four ‘Excellence in Compliance Awards’ finalists revealed

First four ‘Excellence in Compliance Awards’ finalists revealed

Boeing discloses SEC probe; toxic culture raises flags

Boeing discloses SEC probe; toxic culture raises flags

‘Crisis of Conscience’ explores culture crises, whistleblowers that uncovered them

‘Crisis of Conscience’ explores culture crises, whistleblowers that uncovered them

Apple, Walmart among compliance winners of 2019

Apple, Walmart among compliance winners of 2019

ESG/Social Responsibility

Ethics & Culture

Strange Polymarket trades, a KPMG employee, and a prediction market insider trading case

Strange Polymarket trades, a KPMG employee, and a prediction market insider trading case

Deloitte agrees to pay U.S. government $21.5 million to settle alleged DEI discrimination

Deloitte agrees to pay U.S. government $21.5 million to settle alleged DEI discrimination

Former Lloyd’s CEO breached code of conduct

Former Lloyd’s CEO breached code of conduct

Leveraging ECI’s High-Quality Program Assessment to Benchmark Your E&C Program

Leveraging ECI’s High-Quality Program Assessment to Benchmark Your E&C Program

Practitioner lessons from Prudential Life of Japan’s scandal

One part legal, one part behavioral: A winning recipe for a more thoughtful compliance program

One part legal, one part behavioral: A winning recipe for a more thoughtful compliance program

BP chairman ousting: A failure of ‘tone at the top’ or a triumph of good governance?

BP chairman ousting: A failure of ‘tone at the top’ or a triumph of good governance?

Tone in the middle: Why compliance programs succeed or fail with managers

Tone in the middle: Why compliance programs succeed or fail with managers

HQP Assessment: Top Strengths and Weaknesses of Ethics and Compliance Programs

HQP Assessment: Top Strengths and Weaknesses of Ethics and Compliance Programs

Why compliance managers should be looking for career opportunities in national security teams

Why compliance managers should be looking for career opportunities in national security teams

2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalists

2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalists

2026 Excellence in Compliance Awards – Rising Star in Compliance Finalists

2026 Excellence in Compliance Awards – Rising Star in Compliance Finalists

Europe

EU banking regulator issues new TPRM guidelines for large banks, FS firms

EU banking regulator issues new TPRM guidelines for large banks, FS firms

Why the rise of countersanctions is increasing compliance risks on multiple fronts

Why the rise of countersanctions is increasing compliance risks on multiple fronts

Manufacturers of EU digital products must now report cyber incidents within 24 hours

Manufacturers of EU digital products must now report cyber incidents within 24 hours

EU anti-corruption directive raises questions over compliance and enforcement

EU anti-corruption directive raises questions over compliance and enforcement

Inconsistent sanctions programs leave compliance struggling, while shadow fleet ships slip beneath the radar

Inconsistent sanctions programs leave compliance struggling, while shadow fleet ships slip beneath the radar

New transparency rules come into force for AI-generated content under EU’s AI Act

New transparency rules come into force for AI-generated content under EU’s AI Act

ECB wants top bank CEOs to set out plans for AI-related cyber risks

ECB wants top bank CEOs to set out plans for AI-related cyber risks

Malta AML expert discusses how country is staying ahead of EU AML rules

Malta AML expert discusses how country is staying ahead of EU AML rules

Review into EU fund managers highlights compliance, internal audit ‘vulnerabilities’

Review into EU fund managers highlights compliance, internal audit ‘vulnerabilities’

U.S. continues to dominate sanctions penalties, but EU and U.K. penalties are increasing

U.S. continues to dominate sanctions penalties, but EU and U.K. penalties are increasing

Financial Services

Compliance takeaways from the SEC’s new examination handbook

Compliance takeaways from the SEC’s new examination handbook

Bank reports help FinCEN identify $270M in possible student aid schemes

Bank reports help FinCEN identify $270M in possible student aid schemes

OCC report on ‘debanking’ at nine largest US banks claims reputation risk policies result in denial of services

OCC report on ‘debanking’ at nine largest US banks claims reputation risk policies result in denial of services

UK financial regulator proposes economy-linked regulatory threshold to cut firms’ compliance costs

UK financial regulator proposes economy-linked regulatory threshold to cut firms’ compliance costs

CFPB targets debanking practices after OCC report

CFPB targets debanking practices after OCC report

Former Wamco co-chief investment officer would pay $3M to resolve allegations of cherry-picking

Former Wamco co-chief investment officer would pay $3M to resolve allegations of cherry-picking

Data leak reveals Russian fintech providing sanctions-evasion-as-a-service to launder payments via global banks

Data leak reveals Russian fintech providing sanctions-evasion-as-a-service to launder payments via global banks

OTC Link pays $575,000 to SEC to settle alleged compliance failures

OTC Link pays $575,000 to SEC to settle alleged compliance failures

SEC’s Woodcock: Enforcement division aims to aggressively enforce fraud

SEC’s Woodcock: Enforcement division aims to aggressively enforce fraud

CFTC proposes reviving 2012 exemption for pool operators, advisors

CFTC proposes reviving 2012 exemption for pool operators, advisors

FCA warns firms to tighten non-financial misconduct compliance after Crispin Odey’s lifetime ban upheld

FCA warns firms to tighten non-financial misconduct compliance after Crispin Odey’s lifetime ban upheld

FCA’s regulatory approach in the age of AI will work for now, but regular reviews are necessary, warn experts

FCA’s regulatory approach in the age of AI will work for now, but regular reviews are necessary, warn experts

Internal Controls

Ex-Bridgestone Americas employee to forfeit $21M earned from stolen funds

Ex-Bridgestone Americas employee to forfeit $21M earned from stolen funds

Hot Topics in Risk and Compliance: AI, Analytics, and Emerging Audit Technologies

Hot Topics in Risk and Compliance: AI, Analytics, and Emerging Audit Technologies

Compliance Career Forum

Compliance Career Forum

U.S. tariffs and compliance: what U.K. and EU companies need to consider

U.S. tariffs and compliance: what U.K. and EU companies need to consider

Ex-FBI informant says three things can save companies from themselves

Ex-FBI informant says three things can save companies from themselves

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

BSA failures lead to $42M fine for Brink’s over unregistered cash shipments to Mexico

BSA failures lead to $42M fine for Brink’s over unregistered cash shipments to Mexico

What’s Keeping Compliance Leaders Up at Night? Struggles and Strategies for 2025

What’s Keeping Compliance Leaders Up at Night? Struggles and Strategies for 2025

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

CW nomination deadline for 2025 ‘Excellence in Compliance Awards’ closed

CW nomination deadline for 2025 ‘Excellence in Compliance Awards’ closed

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

Regulatory Enforcement

UK competition watchdog fines three companies $8 million for misleading sales claims and obscure pricing

UK competition watchdog fines three companies $8 million for misleading sales claims and obscure pricing

Cleo AI paid $17M to settle allegations it deceived customers

Cleo AI paid $17M to settle allegations it deceived customers

Priceline’s online ads reportedly subject to an up to $500M fine from the FTC

Priceline’s online ads reportedly subject to an up to $500M fine from the FTC

Alcohol distributor settles with FTC over higher prices charged to small stores

Alcohol distributor settles with FTC over higher prices charged to small stores

Loan fraud involving former CEO and his friends allegedly led to collapse of Oklahoma’s First National Bank of Lindsay

Loan fraud involving former CEO and his friends allegedly led to collapse of Oklahoma’s First National Bank of Lindsay

Nursing home group, its owner, and an exec agree to pay $1M to settle false claims allegations

Nursing home group, its owner, and an exec agree to pay $1M to settle false claims allegations

Fuel card company agrees to pay $100M over improper fee allegations

Fuel card company agrees to pay $100M over improper fee allegations

Abbott to pay almost $385M in DOJ settlement over infant formula plant allegations

Abbott to pay almost $385M in DOJ settlement over infant formula plant allegations

Former NY home care owner faces more than 6 years for Medicaid fraud

Former NY home care owner faces more than 6 years for Medicaid fraud

Grindr agrees $35 million settlement for U.K. complaint over serious data breaches

Grindr agrees $35 million settlement for U.K. complaint over serious data breaches

Alcohol distributor pays $12.5M and ups compliance game in DOJ non-prosecution

Alcohol distributor pays $12.5M and ups compliance game in DOJ non-prosecution

OFSI fines Citibank over Russian sanctions violations

OFSI fines Citibank over Russian sanctions violations

Regulatory Policy

UK backs SFO proposal to reward whistleblowers to curb economic crimes

UK backs SFO proposal to reward whistleblowers to curb economic crimes

Whistleblower program coming to DOJ’s fraud division, McDonald says in memo

Whistleblower program coming to DOJ’s fraud division, McDonald says in memo

FCC bans on foreign-made robotic devices, routers, and power inverters extend compliance risks

FCC bans on foreign-made robotic devices, routers, and power inverters extend compliance risks

DOJ revisions to Justice Manual address False Claims Act enforcement

California presses ahead with executive order for AI safeguards, cites federal government “abject failure”

California presses ahead with executive order for AI safeguards, cites federal government “abject failure”

Experts welcome U.K.’s approach to AI supervision in financial services—but with provisos

Experts welcome U.K.’s approach to AI supervision in financial services—but with provisos

More whistleblowers to receive 30 percent awards, CFTC says of rule changes

More whistleblowers to receive 30 percent awards, CFTC says of rule changes

New U.K. data law takes full effect: What compliance officers need to know

New U.K. data law takes full effect: What compliance officers need to know

Gaps remain in firms’ KYC checks, says U.K. financial services regulator

Gaps remain in firms’ KYC checks, says U.K. financial services regulator

California’s AI labeling law takes effect, testing compliance with missing detection tools

California’s AI labeling law takes effect, testing compliance with missing detection tools

FinCEN ends beneficial ownership reporting for most small businesses

FinCEN ends beneficial ownership reporting for most small businesses

FTC pares back disparate impact

FTC pares back disparate impact

Risk Management

Why global investigation playbooks create local legal exposure in China

Why global investigation playbooks create local legal exposure in China

From Risk Register to Risk Intelligence — Delivering What Boards Are Asking For Now

From Risk Register to Risk Intelligence — Delivering What Boards Are Asking For Now

The inference gap: Auditing the AI risk no framework requires you to see

The inference gap: Auditing the AI risk no framework requires you to see

AI demands a new risk operating model. Are risk leaders up to the task?

AI demands a new risk operating model. Are risk leaders up to the task?

Two clean companies, one exposed entity

Two clean companies, one exposed entity

Key steps to prepare for the Crime and Policing Act

Key steps to prepare for the Crime and Policing Act

CW National: New DOJ policy based on partnership with corporate compliance, Duva says

CW National: New DOJ policy based on partnership with corporate compliance, Duva says

AI governance: The new compliance imperative

AI governance: The new compliance imperative

EU moves step closer to harmonizing anti-corruption laws

EU moves step closer to harmonizing anti-corruption laws

Preparing for the EU’s anti-corruption directive

Preparing for the EU’s anti-corruption directive

Gartner director Stuart Strome on how compliance can shift from the ‘no’ department to an instigator of innovation

Gartner director Stuart Strome on how compliance can shift from the ‘no’ department to an instigator of innovation

Why risk fluency defines great leadership

Why risk fluency defines great leadership

Sanctions

How ordinary Russian investors got caught in the sanctions net

How ordinary Russian investors got caught in the sanctions net

Enforcement set to ramp up over sanctions compliance, warn lawyers

Enforcement set to ramp up over sanctions compliance, warn lawyers

Sanctions are evolving fast. Ashurst Perkins Coie’s Jamie Schafer on why compliance is more critical than ever

Sanctions are evolving fast. Ashurst Perkins Coie’s Jamie Schafer on why compliance is more critical than ever

FCA calls out good and poor practices in sanctions reporting

FCA calls out good and poor practices in sanctions reporting

Sanctions penalty for Scottish energy company marks ‘new era’ of sanctions enforcement

Sanctions penalty for Scottish energy company marks ‘new era’ of sanctions enforcement

Sabre Corp subsidiary fined $1.3 million for U.K. sanctions circumvention

Sabre Corp subsidiary fined $1.3 million for U.K. sanctions circumvention

Bosch receives first declination under DOJ’s new policy for self-reporting misconduct

Bosch receives first declination under DOJ’s new policy for self-reporting misconduct

U.S. ramps up penalties to criminal level for those dealing with sanctioned Brazilian groups

U.S. ramps up penalties to criminal level for those dealing with sanctioned Brazilian groups

Indian company pays OFAC $275M over alleged Iranian sanctions violations

Indian company pays OFAC $275M over alleged Iranian sanctions violations

Gavin Proudley, SVP Risk & Compliance at Dow Jones, on compliance challenges from divergent rules and geopolitics

Gavin Proudley, SVP Risk & Compliance at Dow Jones, on compliance challenges from divergent rules and geopolitics

FinCEN launches whistleblower portal, seeking tips on BSA and sanctions violations

FinCEN launches whistleblower portal, seeking tips on BSA and sanctions violations

OFAC creates online portal for self-disclosing sanctions violations

OFAC creates online portal for self-disclosing sanctions violations

Surveys & Benchmarking

The State of Third-Party Risk & Integrity Survey

The State of Third-Party Risk & Integrity Survey

KPMG report urges CCOs to collaborate and invest to boost operational resilience

KPMG report urges CCOs to collaborate and invest to boost operational resilience

Six themes from the 2025 Inside the Mind of the CCO survey

Six themes from the 2025 Inside the Mind of the CCO survey

U.K. governance professionals rising in influence, survey finds

U.K. governance professionals rising in influence, survey finds

The Practitioner’s Briefing – Compliance Week National 2026

The Practitioner’s Briefing – Compliance Week National 2026

What does retaliation look like? Compliance officers, whistleblowers describe their experiences

What does retaliation look like? Compliance officers, whistleblowers describe their experiences

Does the compliance function influence business strategy in your organization? Two in every three compliance officers say yes.

Does the compliance function influence business strategy in your organization? Two in every three compliance officers say yes.

How does your ethics and compliance program measure up? ECI’s HQP Assessment provides insights and benchmarks

How does your ethics and compliance program measure up? ECI’s HQP Assessment provides insights and benchmarks

Littler Survey: AI and data privacy issues top of mind for employers

Littler Survey: AI and data privacy issues top of mind for employers

Compliance officers grapple with AI risks as upper management pushes adoption

Compliance officers grapple with AI risks as upper management pushes adoption

Inside the Mind of the CCO survey finds most compliance teams allow AI use, but governance lags behind

Inside the Mind of the CCO survey finds most compliance teams allow AI use, but governance lags behind

Salary gender gap alive and well among CCOs

Salary gender gap alive and well among CCOs

Supply Chain

Navigating the supply chain’s new normal

Navigating the supply chain’s new normal

The compliance officer’s China+1 problem: when supply chain strategy outpaces due diligence

The compliance officer’s China+1 problem: when supply chain strategy outpaces due diligence

Costco sues federal government over Trump-era tariffs, seeks refund rights

Costco sues federal government over Trump-era tariffs, seeks refund rights

Extra-territorial rules: How to navigate global compliance complexity

Extra-territorial rules: How to navigate global compliance complexity

Forced labor risks push global supply chains into compliance crosshairs

Forced labor risks push global supply chains into compliance crosshairs

Ethics & Compliance Summit notebook: When it comes to trust, make sure to verify

Ethics & Compliance Summit notebook: When it comes to trust, make sure to verify

White House, BIS attempt to strengthen AI chip export controls in final days of Biden presidency

White House, BIS attempt to strengthen AI chip export controls in final days of Biden presidency

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

Koppers appoints legal, sustainability chief

Third Party Risk

How Does Your Third-Party Risk Management Program Compare?

How Does Your Third-Party Risk Management Program Compare?

Beyond the AI Hype: What’s Actually Working in Third-Party Risk Management

Beyond the AI Hype: What’s Actually Working in Third-Party Risk Management

Remember the GDPR scramble? The EU Anti-Corruption Directive clock is already running.

Remember the GDPR scramble? The EU Anti-Corruption Directive clock is already running.

U.K. financial firms urged to prepare for operational and third-party incident reporting changes

U.K. financial firms urged to prepare for operational and third-party incident reporting changes

The Safe Bridge to the Americas: How data technology protects American companies

The Safe Bridge to the Americas: How data technology protects American companies

Iran blockade: 5 top tips for compliance officers

Iran blockade: 5 top tips for compliance officers

The third party you forgot to vet: AI tools and the TPRM blind spot in manufacturing

The third party you forgot to vet: AI tools and the TPRM blind spot in manufacturing

A framework for human-accountable automation in vendor oversight

A framework for human-accountable automation in vendor oversight

The State of Third-Party Risk Assessments 2026: Benchmarking the Maturity Gap

The State of Third-Party Risk Assessments 2026: Benchmarking the Maturity Gap

Hidden supply-web risks in MSPs and MSSP contracts

Hidden supply-web risks in MSPs and MSSP contracts

How to identify and mitigate risks posed by Foreign Terrorist Organizations

How to identify and mitigate risks posed by Foreign Terrorist Organizations

Whistleblowers

Texas genetics lab, former CEO and businessman pay $36.4M to settle kickback allegations

Texas genetics lab, former CEO and businessman pay $36.4M to settle kickback allegations

Whistleblower accuses Mayo Clinic of compromising patient care, privacy with AI tool misuse

Whistleblower accuses Mayo Clinic of compromising patient care, privacy with AI tool misuse

National Whistleblower Day: Closing the gap between policy and practice

National Whistleblower Day: Closing the gap between policy and practice

CFTC proposes to amend Whistleblower Rule, signals more enforcement activity

CFTC proposes to amend Whistleblower Rule, signals more enforcement activity

Why do whistleblower programs fail? Experts give their views

Why do whistleblower programs fail? Experts give their views

World Whistleblower Day: Trust determines whether employees speak up

Exclusive: Former Docusign executive sues company for whistleblower retaliation

KPMG Australia CEO resigns over mishandling of whistleblower allegations

KPMG Australia CEO resigns over mishandling of whistleblower allegations

Foot Locker agrees to pay SEC $148K for allegedly tying severance to future whistleblower silence

Foot Locker agrees to pay SEC $148K for allegedly tying severance to future whistleblower silence

False Claims Act enforcement themes for 2026

False Claims Act enforcement themes for 2026

Creating effective compliance messages for specific employee groups

Creating effective compliance messages for specific employee groups

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