During remarks at the Securities Industry and Financial Markets Association Compliance and Legal Society New York Regional Seminar, Leslie Caldwell, assistant attorney general for the Justice Department’s Criminal Division, offered some insight about the newly established compliance counsel and what metrics the compliance counsel will use to assess compliance programs.

Learn More
Already a member? Sign in to an existing account.

Jaclyn Jaeger is a freelance contributor to Compliance Week after working for the company for 15 years. She writes on a wide variety of topics, including ethics and compliance, risk management, legal,...