As I did last year, I have been tracking the SEC’s federal court trials in FY 2015 (which began on October 1, 2014), and the results in each case. The SEC went undefeated this year, posting a record of 4-0-2. In its six federal court trials, the SEC had four outright victories in which it won on all of its claims, zero outright losses in which it lost on all of its claims, and two mixed verdicts in which it won on some claims and lost on others.
The SEC’s six trials were significantly fewer than it had in FY 2015. In FY 2014, the SEC posted a record of 5-7-5 in 17 trials.
