Some recommended reading for anyone who might have occasion to chat with the staff of the Securities and Exchange Commission’s Enforcement Division: The commission has published for the first time a 129-page enforcement manual that sets out the staff’s expectations when it requests information.
SEC spokesman John Nester says the manual was published based on the SEC’s acceptance of a recommendation to do so in an August 2007 report of the minority staff of the Senate Finance and Judiciary Committees.
