The Securities and Exchange Commission (SEC) hasย made clear in recent monthsย that it is paying keen attention to registered firmsโ€™ policies and procedures around environmental, social, and governance (ESG).

Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:...