The Securities and Exchange Commission (SEC) issued more than $500,000 in penalties and fines to the former chief financial officer at a tech company for allegedly falsifying financial statements and lying to the company’s auditor.

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Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:...