Financial warning signs often surface early. Acting quickly and assembling the right team, from forensic accountants to legal counsel, can limit losses and prevent crises.
CW Staff
Posted inArtificial Intelligence
ECI-CW TPRM 2026: The two sides of the coin in AI risk management
Panelists at ECI Compliance Week’s TPRM summit warned AI’s randomness and bias can undermine due diligence, while vetting vendors’ AI governance becomes increasingly essential.
Posted inBanking
Banking experts see Trump’s fingerprints on OCC’s ‘debanking’ report, call reputation risk very real
Experts see political motivations in an Office of the Comptroller of the Currency report finding the nine largest US banks denied services over reputation risk.
Posted inArtificial Intelligence
Hong Kong regulator sets accountability, resilience, trust rules for bank AI
Hong Kong’s banking regulator unveiled an AI framework focused on accountability, resilience and trust as financial institutions accelerate responsible artificial intelligence adoption.
Posted inBest Practices
China’s chemical compliance rules reach deeper into manufacturers’ supply chains
China’s chemical compliance landscape is moving into a broader phase. For companies that manufacture, import, distribute, or use chemicals in China, compliance is increasingly about more than substance registration, as recent developments tie registration to hazardous-chemical operations and supply-chain responsibility.
Posted inAML
UAE expands AML/CFT regime with tougher penalties and wider sector reach
The UAE’s new AML/CFT law adds criminal offenses, harsher penalties, and new compliance duties for firms and individuals.
Posted inCryptocurrency and Digital Assets
Banks entering crypto must close transaction monitoring gaps, experts say
Although the crypto industry’s legitimization took a hit on Sept. 15 when the CLARITY Act failed to advance in the Senate, the industry still exists, and banks must find ways to remain in regulatory compliance.
Posted inBanking
OCC report on ‘debanking’ at nine largest US banks claims reputation risk policies result in denial of services
A report by the Office of the Comptroller of the Currency (OCC) finds that the nine largest US banks it oversees have used reputation risk policies to deny services to businesses and individuals based on social, political, and religious views as well as lawful banking activities.
Posted inBanking
CFPB targets debanking practices after OCC report
After an Office of the Comptroller of the Currency report found the nine largest national banks maintained debanking policies, the Consumer Financial Protection Bureau is taking action against them in one of its few moves under the current Trump administration.
Posted inRegulatory Enforcement
Priceline’s online ads reportedly subject to an up to $500M fine from the FTC
The FTC is taking action against Bookings Holding, Priceline’s owner, over misleading third-party online hotel ads. The fine could be $500 million, Reuters reported on Wednesday.