Our latest Compliance Week editorial roundtable happened last week in Chicago, where we paired up with the software firm Recommind and convened a group of nine compliance officers to talk about anti-corruption programs. Now at first glance, you’d assume that any roundtable with the word “anti-corruption” in the title would dwell on the Foreign Corrupt […]
Posted inFrom the Archive
Effective Employee Training on Ethics
In our latest podcast we chat with Tom Yorton, CEO of Second City Communications, about how to develop effective training programs for complex topics like ethics and compliance, and what Second City has learned in its efforts to help companies with training.(11 min., 2.7 Mb)
Posted inFrom the Archive
Working Together To Improve Strategic Planning
With the downturn drawing to a close, companies are redirecting their focus from survival to long-term strategic planning for growth. Yet, many organizations are at risk of failing to achieve the goals of their strategic plans. New research from CFO Research Services, IDG Research Services and Oracle suggests that a lack of alignment between finance […]
Posted inRegulatory Enforcement
More on Defendants’ Post-SEC Settlement Press Releases
Earlier this week, I wrote here about Commissioner Aguilar’s speech at SEC Speaks, and his wish that 2011 will bring an end to press releases issued by defendants following settlements arguing that “the conduct was really not that bad or that the regulator over-reacted.” If such statements continue, Aguilar said, “it may be worth revisiting […]
Posted inFrom the Archive
SEC Charges Co. For Failure to Disclose Perks
A settled enforcement action offers a sharp warning for public companies: proper disclosure of executive perks still matters.Kansas-based NIC Inc. is the latest reminder that executive perquisites can cost companies far more than their face value. In addition to potentially angering shareholders, extra frills for executives can land a company in hot water with the […]
Posted inFrom the Archive
Facebook Tries to Befriend the Public Markets
The modern U.S. regime of regulatory compliance is not easy, not cheap, and not popular—until you consider the alternatives. Then you can see that, as Winston Churchill once said in a somewhat different context, it’s the worst system in the world, except for all the others.Churchill’s words stuck in my mind last week as we […]
Posted inFrom the Archive
Coming to Compliance in 2011
We’re all about prognostications here at Compliance Week when the first week of January rolls around. For detailed predictions about what’s to come in financial reporting, enforcement, securities regulation and more, I encourage you to read our “Year in Preview” stories coming in our January 4 newsletter. But I’d be remiss if I didn’t take […]
Posted inFrom the Archive
Top Option Grants, Stock Awards for October
Top Option Grants, Stock Awards for October
Posted inTechnology
Current Trends in GRC Software Market
This week we talk with industry analyst Michael Rasmussen about IBM’s acquisition of OpenPages and other trends in the GRC software market.
