Emmanuel Lulin shares how he transformed L’Oréal’s E&C program as chief ethics officer and the hardest lesson he learned during his storied career upon being honored for Lifetime Achievement at CW’s 2021 Excellence in Compliance Awards.
Posted inFrom the Archive
EIC2021 Compliance Mentor of the Year: Ellen Hunt
Ellen Hunt, VP of compliance operations at LifePoint Health, explains her approach to advising others and what encouragement she would give to future compliance officers upon being named Compliance Mentor of the Year at CW’s 2021 Excellence in Compliance Awards.
Posted inFrom the Archive
EIC2021 Compliance Consultant of the Year: VANTAGE
Zachary Rothstein of Control Risks explains how the company’s TPRM solution VANTAGE helped with clients’ due diligence efforts amid the COVID-19 pandemic upon accepting Compliance Consultant/Advisor of the Year honors at CW’s 2021 Excellence in Compliance Awards.
Posted inBoards & Shareholders
Elevating compliance key for financial services, says former HSBC head
John Flint, former group chief executive at HSBC, considered the progress compliance has made over the last 20 years and the strides the profession must continue to make as part of a keynote at the ICA’s 2021 BIG Compliance Festival.
Posted inEurope
Tips for keeping pace with ever-evolving sanctions
The constantly changing sanctions landscape is much easier to navigate with a proper understanding of risk exposure. Here’s where firms can get started.
Posted inFrom the Archive
The Science of Workplace Investigations
In this virtual seminar held April 28-29, 2021, former U.S. Department of Justice Attorney Michael Johnson taught attendees how to apply scientifically validated methods to interview witnesses and assess credibility in workplace investigations. Below are video recordings of the event. Day 1: Day 2: Downloads
Posted inRisk Management
Six best practices for managing cyber-security upon return to office
The hybrid work environment many organizations are expected to utilize as part of the gradual return to the workplace presents numerous cyber-security risks that require proactive attention.
Posted inData Privacy
Privacy by design: How to lower risk and improve outcomes
Amy Holcroft, chief privacy officer at Hewlett Packard Enterprise, shares her experience using privacy-by-design practices to help her company develop and utilize technology in a way that meets compliance requirements.
Posted inEthics & Culture
Three tips for beginning a career in compliance
Substantial investments from industries like financial services have helped raise the status of compliance as a rewarding career path. Jason Morris of the ICA provides insight on where aspiring compliance officers can get started.
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Compliance Guide: Why eKYC Isn’t Enough
Fighting fraud and financial crime doesn’t end at onboarding. Your organization is responsible for preventing fraud and financial crimes throughout the entire customer journey. Get this guide to learn how to leverage the Jumio KYX Platform from onboarding to ongoing monitoring.
