Can the United Kingdom play with the big boys when it comes to issuing its own sanctions, and what do compliance professionals need to know as Brexit’s start date looms closer?
Provided by
SCCE’s Virtual Compliance & Ethics Institute
Hear from industry pros on emerging trends & hot topics with 100+ sessions to choose from & lower pricing available.
Posted inRisk Management
Twitter cyber-attack should be wake-up call for firms
The recent cyber-attack directed at Twitter was the online equivalent of an explosive device being detonated. The ICA breaks down lessons learned from the hack and what firms can do to enhance their cyber-security controls.
Posted inEurope
Commerzbank fine demonstrates danger of AML lapses
The Financial Conduct Authority’s fine of £37.8 million (U.S. $47.5 million) on Commerzbank’s London branch is a reminder that the most fundamental risk-based AML controls are still not being implemented at some financial services firms.
Posted inFrom the Archive
Compliance Training That Sticks
A free guide from OnCourse Learning to creating a high-impact financial compliance program.
Posted inRisk Management
Managing emerging trade-based money laundering risks
Trade-based money laundering was already happening prior to the coronavirus pandemic, but now its nature has shifted. The ICA offers key considerations for managing emerging risks.
Posted inFrom the Archive
Automating Compliance to Improve Risk Posture
Where can you best leverage automation and AI in GRC? As companies shift to a proactive risk-based approach to measuring and managing risk, compliance can still take up a significant amount of resources.
Provided by
Remote Onboarding: How Banks Are Changing the Game
The shift to remote onboarding is on. Learn how the decline in branch density and the growing move to remote onboarding across industries are impacting financial services and creating an imperative to act. And act fast. Download this guide to learn how banks are changing the game.
Posted inRisk Management
Five cyber-security lessons learned from the pandemic
Verizon Public Sector Counsel David Kessler, winner of CW’s “Excellence in Compliance: Cyber-Security” award, offers five lessons garnered from the pandemic to assist companies with their cyber-security compliance.
Provided by
Managing Sanctions Compliance in a Global Economy Part 3: Implementing Customer Risk Profiling
In today’s global economy, opportunities for growth are often accompanied by an increasingly complex landscape of rules, regulations and compliance issues. Since compliance is now a component of everyday business operations, businesses must employ a strategic, holistic program with several key components, including customer risk profiling.
