Posted inUncategorized
2015 Health Net Code of Business Conduct and Ethics
Downloadscwdoc/2015_Health_Net_Code_of_Business_Conduct_and_Ethics.pdfPDF, Size 1.56 MB
Posted inFrom the Archive
SCCE European Compliance & Ethics Institute
Marlene-Dietrich-Platz 2
10785 Berlin
Germany
Posted inFinancial Services
FSOC seeks changes to nonbank designation guidance
The FSOC has released proposed interpretive guidance regarding nonbank financial firm SIFI designations. It would implement an “activities-based approach” to identifying potential risks to financial stability and provide an “off-ramp” to designated firms.
Posted inFrom the Archive
Incorporating Data Analytics Into Your Compliance Program
Downloadsresourcefiles/CW2016_Incorporating-Data-Analytics-into-Your-Monitoring-Program_PresentationPDF, Size 990.91 KB
Posted inFrom the Archive
Compliance Week 2018: Compliance training program breakout
An excerpt from the “Building a World Class Ethics and Compliance Training Program” breakout session at Compliance Week 2018 in Washington D.C.
