Ten months ago, when I took this job as managing editor of Compliance Week, even amid all the news and announcements coming across my desk, I still had a nagging, semi-ridiculous fear: that we would run out of things to write about. When you think about it, that’s not a completely unwarranted phobia for a […]
Matt Kelly
Posted inEthics & Culture
‘Ma, We Were Only Pretexting!’ No More Worries About Filling The Pages
Ten months ago, when I took this job as managing editor of Compliance Week, even amid all the news and announcements coming across my desk, I still had a nagging, semi-ridiculous fear: that we would run out of things to write about. When you think about it, that’s not a completely unwarranted phobia for a […]
Posted inInternal Controls
Sonus Networks COO On Firm’s 10 Material Weaknesses
In the latest of our weekly Q&As with governance and compliance executives, we talk to Bert Notini, chief operating officer at $170.7 million Sonus Networks. An index of previous conversations is available here. In last year’s annual report, your company listed 10 material weaknesses. How do you sort out which ones to remedy first? Well, […]
Posted inTechnology
Case Study: Documenting Controls At Congoleum Corp.
This “case study” is the latest in a series of articles aimed at helping public companies understand how other organizations are using technology to comply with new regulations and standards. These are not advertisements or marketing vehicles for the companies mentioned; Compliance Week’s editorial staff speaks with the public company that has deployed the technology, […]
Posted inTechnology
Case Study: $7.8b SunTrust Implements SOX Software
This “case study” is the latest in a series of articles aimed at helping public companies understand how other organizations are using technology to comply with new regulations and standards. These are not advertisements or marketing vehicles for the companies mentioned; Compliance Week’s editorial staff speaks with the public company that has deployed the technology, […]
Posted inEthics & Culture
Talking Six Sigma With DuPont’s Chief Ethics Officer
In the latest of our weekly Q&As with governance and compliance executives, we talk to Marjorie Doyle, chief ethics & compliance officer at $27.3 billion DuPont Corp. An index of previous conversations is available here. Describe your duties. I oversee a relatively new organization within the company called “Ethics and Compliance Central” … a group […]
Posted inData Privacy
MIT Researcher Talks IT Risk And Impact On Enterprise
Companies engaged in risk assessments typically review financial and operational risks, sometimes at the expense of technical risks. We recently tracked down and spoke with Dr. George Westerman—a researcher at the Center for Information Systems Research at MIT’s Sloan School of Business—to hear about his research into IT risk and effective risk management practices. An […]
Posted inFrom the Archive
Year Two Compliance Challenges: Q&A With DeVry’s CCO
In the latest of our weekly Q&As with governance and compliance executives, we talk to Sharon Thomas Parrott, senior vice president and chief compliance officer at $780.7 million DeVry. An index of previous conversations is available here. So what are your duties at DeVry? I manage the oversight of all our compliance activities, both as […]
Posted inInternal Controls
CCO At Rockwell Automation On Global Governance
This profile is the latest in a series of weekly conversations with executives at U.S. public companies who are currently involved in establishing and developing compliance programs. An index of previous conversations is available here. Rockwell only created your position in February. Why then? Rockwell, being a former defense contractor, has had numerous compliance concerns […]
Posted inData Privacy
Companies Deal With New Data Security Regulations
In today’s corporate digital world, where paranoia over data security abounds, at least one business believes in the value of getting inside a person’s head—and it may be onto something. First Financial Credit Union, serving 70,000 members in California, falls under data-security regulations mandated by the Graham-Leach-Bliley Act. Also known as the Financial Modernization Act, […]