Group training accompanying our ransomware case study allow compliance departments, whether remote or in-person, to participate in a team-building exercise focused on unpacking the report and benchmarking their cyber incident response program.
Posted inRisk Management
TRUST: A solution to crypto’s Travel Rule dilemma
Jennifer Lee, head of compliance at Anchorage Digital, highlights the launch of the Travel Rule Universal Solution Technology as “the clearest sign yet that digital asset players, as an industry, not as individual companies, truly care about compliance.”
Posted inEthics & Culture
Making the transition to net zero in the United Kingdom
As the United Kingdom aims to become “the world’s first net zero-aligned financial center,” financial institutions are being required to have “a robust firm-level transition plan setting out how they will decarbonize.” Where should they start?
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CUBE Data Report: Overview of global enforcement trends 2021
In light of the ongoing impacts of the pandemic on the global financial industry, CUBE looks at this year’s regulatory data to analyze the global enforcement trends of 2021.
Posted inRisk Management
How to identify ultimate beneficial owners
As financial institutions continue to face enhanced public scrutiny and potential regulatory attention, it is important they allocate competent resources to their AML programs regarding beneficial ownership.
Posted inEurope
Three major compliance talking points from 2021
With 2021 nearing its end, Jon Prentice of the International Compliance Association recaps three major compliance topics and talking points that have stood out this year.
Posted inAML, Financial Services, Risk Management
Financial crime risk management: Old crimes, new methods
Times and technologies change, but the fundamental means by which criminals attempt to launder money and carry out their nefarious acts are still rooted in the same criminal process.
Posted inAccounting & Auditing
Should lawyers, accountants be filing more SARs?
A study of suspicious activity reporting data in the United Kingdom suggests accountants, lawyers, estate agents, and other service-facing professionals could be doing more to contribute to the fight against financial crime.
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New Insights Found – Kroll’s ABC Benchmarking Report
Kroll analyzed global data from 200 senior risk professionals in January and August 2021 to gain insights into the current anti-bribery and corruption (ABC) landscape, measure how sentiment has changed and identify trends for the upcoming year. In our updated report we feature three new articles that reflect additional insights on culture, regulation and ESG. Read our updated 2021 Anti-Bribery and Corruption Benchmarking Report to learn about the critical challenges faced by ABC compliance officers.
Posted inEthics & Culture
What it takes to work in sanctions compliance
Sanctions compliance veteran Visar Jaha explores for the ICA what it takes to be a successful in ensuring compliance with sanctions regimes within a firm.
