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Proofpoint releases Proofpoint Intelligent Supervision

GRC Announcements | June 8, 2016

Proofpoint, a next-generation cyber-security and compliance company, announced the release of Proofpoint Intelligent Supervision, designed to significantly accelerate FINRA, SEC, and IIROC compliance review and reduce audit time.

With native support across e-mail, social media and enterprise collaboration platforms, Proofpoint makes it easy for large financial services organizations to quickly respond to regulatory audit requests and pinpoint compliance violations.

Every six months, regulated financial services firms face FINRA, SEC and IIROC audits. These organizations are required to establish supervisory policies, implement safeguards to protect client record privacy, monitor disclosure accuracy and authorize any alterations. Each must prove they supervise their broker/dealers across every type of communication, including...

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