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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2014-12-02T14:45:00
BNY Mellon, an investment management and investment services company, has elected Ed Garden, Chief Investment Officer and a founding partner of Trian Fund Management, to its board of directors, effective immediately. He also will join the human resources and compensation committee, and the risk committee of the board. Details inside.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2016-02-17T02:15:00Z By Joe Mont
So-called “golden leash” arrangements occur when activist shareholders—typically hedge funds—pay a director or board nominee in connection with their service. Calling them “one area where investors may not have complete information,” NASDAQ submitted a rule proposal to the SEC that would require listed companies to disclose these arrangements. A more ...
2024-09-04T19:19:00Z By CW Staff
MDU Resources Group announced that Marian Durkin, who was previously senior vice president, general counsel, secretary and chief compliance officer for Avista Corporation, has been appointed to the company’s board of directors.
2021-12-01T05:55:00Z Provided by OpenText
The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...
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