News

Citing negligence of their risk management duties, Sen. Elizabeth Warren is demanding that the Federal Reserve intervene and fire embattled board members of Wells Fargo.

The Department of Justice closed its investigation into industrial-gas supplier Linde for alleged violations of the Foreign Corrupt Practices Act without bringing an enforcement action, making it the first public declination under the Trump Administration.

A new study calculates the cost and benefit of exempting smaller companies from SOX internal control audits — and it suggests investors aren't better off.

After weeks of secrecy, Senate Republicans are poised to finally provide details on their plan to repeal and replace the Affordable Care Act, better known as Obamacare.

Businesses looking to do business in Cuba will have a new regulatory approach to navigate. Business opportunities opened under the Obama administration face new restrictions under President Trump.

The CFTC is losing a long-time member after Sharon Bowen publicly aired her frustrations. Meanwhile, a familiar face is fueling rumors about President Trump’s next SEC nomination.

Got a question for the Practical Ethicist? Please send your ethical dilemmas to practicalethicist@complianceweek.com.

A look at female board members in the technology industry and their continuing push against the silicon ceiling.

Automation and artificial intelligence stand to increase efficiency in compliance by a quantum leap. But human compliance officers still have a role to play … if they prepare for it now.

The FCA Market Abuse Regulation is meant to deal with a wide range of possible market misconduct, but it does not synch cleanly with laws in other countries.