- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2016-10-30T20:45:00
Bridgewater Wealth & Financial Management, a fee-only investment advisory firm, has appointed Marla Roeser as chief compliance officer.
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2024-09-19T07:13:00Z By CW Staff
Fintech innovator Cardless announced that Ailien Phan will be its chief compliance officer.
2024-09-18T13:16:00Z By CW Staff
Corza Medical announced the appointment of Jason Abair as its new vice president, legal & chief compliance officer.
2024-09-18T13:11:00Z By CW Staff
Waterfall Asset Management announced that its Chief Operating Officer, General Counsel, and Chief Compliance Officer Kenneth Nick has become partner in the firm.
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