Bureau Van Dijk - Building Effective Due Diligence Processes

By Neil Farquhar, MICA, Product Management - Compliance 2019-01-15T14:24:31.253+00:00

Topics

Resource
White paper: Enforcement Actions: Monitoring Trends, Regulatory Complexity, and Best Practices for Risk Management
2020-01-24T10:55:00ZProvided by Compliance.ai
Learn how financial compliance, risk, and crime professionals can efficiently track and monitor the growing number of enforcement actions and current trends in Compliance.ai’s latest eBook.
Article
SFO guidance could help companies combat U.K. Bribery Act charges
2020-01-23T20:25:00Z
New internal guidance from the U.K. Serious Fraud Office outlines what the regulator considers in determining if a company’s compliance procedures are adequate enough to defend against U.K. Bribery Act charges or qualify for a deferred prosecution agreement.
Article
Six strategies for FinTech adoption in banking
2020-01-23T16:30:00Z
Thomas Wan of the International Compliance Training Academy outlines strategies for navigating the dynamic terrain of FinTech adoption within the banking industry.