Bureau Van Dijk - Building Effective Due Diligence Processes

By Neil Farquhar, MICA, Product Management - Compliance 2019-01-15T14:24:31.253+00:00

Topics

Article
Canadian market regulator floats flexible firm CCO models
2020-08-05T16:00:00Z
The Canadian Securities Administrators has published guidance that effectively gives registered firms in Canada more flexibility in satisfying chief compliance officer staffing requirements through three optional models.
Article
Don’t wait for Congress to save your firm from coronavirus liability
2020-08-05T13:59:00Z
If you are an employer hoping Congress will pass a “coronavirus liability shield” bill to help your company deflect COVID-19 lawsuits, consider this: No such “shield” will do much good unless you’ve already taken action to create a safe workplace.
Survey
Survey: Your take on the IIA’s Three Lines of Defense
2020-08-04T16:35:00ZProvided by Workiva
The IIA’s revised Three Lines of Defense Model strives to enjoy more flexibility between the lines. Compliance Week and Workiva would like to hear from you regarding whether the updated version lives up to expectations or poses challenges.

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