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Take this self-directed, interactive course to deepen your understanding of cybersecurity risks and learn about the latest regulations to keep your organization compliant and prepared for today’s dangerous cyber environment.
The industry's premier event promises to bring risk and compliance professionals, federal regulators, and thought leaders together in a free exchange of ideas, best practices, and actionable information.
By Wesley L. Curl, Vice President, Ethics & Conflict Resolution, Global Business Ethics & Integrity, Prudential Financial, Noreen M. Fierro, Vice President, Chief Compliance Officer, Group Insurance Division, The Prudential Insurane Company of America 2019-01-15T14:24:31.263+00:00
2022-05-20T18:26:00Z
For the second time in five years, a subsidiary of Wells Fargo has been charged by the Securities and Exchange Commission with failing to file suspicious activity reports in a timely manner due to deficiencies in the system it used to flag transactions.
2022-05-19T17:44:00Z
John Carreyrou, whose reporting exposed blood-testing company Theranos as a fraud, discussed the vital role lab director Adam Rosendorff and his other colleagues that came forward played as sources during a fireside chat at Compliance Week’s National Conference.
2022-05-19T16:49:00Z
Peter Anderson, Carnival’s first chief ethics and compliance officer and a central figure in leading the cruise line giant through its environmental compliance monitorship, has resigned. Richard Brilliant, Carnival’s chief audit officer, will replace Anderson in the new role of chief risk and compliance officer.
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