Featured Keynotes at Compliance Week 2020: James Comey and Samantha Power. Reserve your spot and join us May 18-20 in Washington D.C.
The SEC has announced that it may take until November for initial phases of its ambitious, but often delayed, Consolidated Audit Trail to begin initial operations.
The Markets in Financial Instruments Directive and the Consolidated Audit Trail will be vital tools for regulating a financial sector increasingly moving at speeds too fast to follow.
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