With recent announcements of increasingly stringent federal policies around record-keeping and due diligence, compliance and investigation professionals are feeling the pressure to demonstrate consistency and rigor in their case management processes.
CPE Library
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Beyond the questionnaire: Tips to modernize your TPRM program
Join ProcessUnity for a discussion on how forward-thinking TPRM teams are incorporating new relationships, technologies, and techniques to mature their risk-reduction capabilities.
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Best practices for conducting third-party due diligence for ethics & compliance
Increased regulatory and consumer scrutiny on the integrity of businesses has shined a spotlight on the reputational risks of unethical business practices involving third parties.
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Reinforce your defenses with strong cybersecurity compliance training
Join this webinar, where compliance training experts will outline the strategy behind a solid cybersecurity defense to mitigate risks for your organization, starting with your compliance training program.
Posted inCPE Library, Cybersecurity, Regulatory Policy, Webcast
Almost everybody is unprepared for SEC cybersecurity disclosures. But you can get through this
Learn what cybersecurity strategy, governance, and risk management are and how to use an emerging definition for reasonable cybersecurity controls to help you define materiality.
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Digitizing the risk back office: Key priorities for CROs in banking and financial services
Regulatory focus on operational resilience is highlighting the need for decisive, coordinated responses to new threats that are executed quickly across the organization.
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TPRM privacy compliance: 10 best practices when working with third parties
Businesses are facing an increasing amount of pressure to protect their customers’ data and demonstrate privacy compliance. At the same time, for most modern organizations, more data is flowing to third parties than ever before.
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Beyond the check box: Mastering technology for automated CIP and enhanced risk assessment
Delve into the strategies that go beyond the conventional approach, utilizing automated customer identification programs and onboarding methods to their full potential.
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Focusing on control and compliance
Amid globalization, new business models, and a constantly evolving regulatory environment, finance and accounting professionals face increasing complexities and higher transaction volumes. These issues pose challenges in delivering accurate and timely compliance and controls.
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Global compliance trends: A discussion on anti-bribery and corruption survey findings
This webcast will break down the key findings of an anti-bribery and corruption survey report and offer additional insights into what global compliance professionals had to say about their ongoing and emerging concerns.