By Bruce Carton2015-03-26T07:45:00
Last week, Andrew Ceresney, Director of the SEC's Division of Enforcement, testified before the Capital Markets and Government Sponsored Enterprises subcommittee of the House Financial Services Committee. Ceresney provided the subcommittee with details on how the Enforcement Division would use a proposed increase in the SEC's budget for FY 2016, ...
2025-12-05T19:25:00Z By Oscar Gonzalez
The U.S. Securities and Exchange Commission’s (SEC) Division of Examinations released its 2026 examination priorities, which give companies a roadmap of areas of heightened risk and regulatory focus for next year.
2025-12-03T17:18:00Z By Adrianne Appel
A San Francisco-based private equity firm has agreed to pay $11.4 million to settle allegations it violated U.S. sanctions rules by handling investments for a sanctioned Russian oligarch.
2025-12-02T21:52:00Z By Adrianne Appel
A tech company that stores student information for schools has agreed to implement a data security program and report to the Federal Trade Commission for 10 years, after security failures led to data for 10 million students being breached.
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