Delaware Chancery Court Upholds Forum Selection Bylaws

By Jaclyn Jaeger2013-08-06T00:00:00

THIS IS MEMBERS-ONLY CONTENT

You are not logged in and do not have access to members-only content.

If you are already a registered user or a member, SIGN IN now.

Article
Delaware Court Ruling Keeps Liability in Place for Deal Advisers

2014-04-01T00:00:00Z By Jaclyn Jaeger
Article
Former Capula CCO alleges misconduct and retaliation at the hedge fund firm

2025-11-10T21:16:00Z By Adrianne Appel

The former U.S. chief compliance officer of hedge fund firm Capula Investment Management has blown the whistle against his former employer, alleging he was terminated for raising concerns about improper expensing practices.
Article
FINRA fines First Trust $10M for allegedly giving too-generous gifts to brokers

2025-11-07T22:18:00Z By Adrianne Appel

First Trust Portfolios has been fined $10 million by FINRA for allegedly providing excessive meals, gifts, and other incentives to broker-dealers.