- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-05-15T11:45:00
On May 14, PTG Capital Partners, a London-based investment firm, disclosed in a regulatory filing on the Securities and Exchange Commission’s EDGAR system that it offered to buy Avon for $18.75 a share. The firm, however is fictitious, raising questions of how EDGAR was gamed and why the filing was ...
2017-04-18T09:15:00Z By Joe Mont
Fake news, in the eyes of the SEC, isn’t just a problem during election year. Over several decades, stock price manipulations have been predicated on rumors and hoaxes.
2015-06-09T10:00:00Z By Joe Mont
Image: In a way, the person who submitted false filings to the SEC last month proposing a fictional takeover of Avon Products did the corporate filing community a favor: He reminded everyone how bad the SEC’s EDGAR filing database can be. Ideas to modernize EDGAR are many; ability to achieve ...
2025-07-01T23:39:00Z By Oscar Gonzalez
The Department of Government Efficiency (DOGE) has a new target, and this time it won’t be just firing federal workers. The agency formed by Tesla CEO Elon Musk at the start of the Trump administration wants to roll back more regulations.
Site powered by Webvision Cloud