Disclosure What's Mandatory and What's Common Sense

By Terry Thompson, General Auditor, Santee Cooper 2019-01-15T14:24:31.263+00:00

Topics

Resource
White paper: 2019 CCO Playbook
2019-09-10T18:44:00ZProvided by ComplySci
Understanding the regulatory environment, both past and current, can help shape your compliance strategies. ComplySci’s CCO Playbook will ensure you keep up with regulatory changes and provide you with a game plan to meet many of the top challenges CCOs face today.
Resource
White paper: Essential transcription dos and don’ts for your audio recording review program
2019-08-29T01:33:00ZProvided by Theta Lake
Transcription is merely a starting point for call recording review and even the voice portion video recording review.. That said, voice-to-text technologies and even search tools built for transcripts still haven’t met both of the distinct last-mile-needs around using transcripts for compliance.
Webcast
Webcast: Beneficial ownership establishment & monitoring
2019-08-27T14:00:00ZProvided by Dun & Bradstreet
With most countries moving to due diligence requirements similar to the Financial Crimes Enforcement Network (FinCEN) Customer Due Diligence (CDD) rule or a beneficial ownership reporting regime or sometimes both, it’s challenging to know how to address the compliance burden. Understanding who you are doing business with and who controls ...