All Education articles
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Blog
Temple University names chief compliance officer
Temple University announced the appointment of Susan Smith, who served as interim chief compliance officer since January, as CCO.
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OpinionAlleged fraudster cited privacy in duping JPMorgan into $175M merger
Charlie Javice and her startup Frank allegedly convinced the country’s largest bank to pay $175 million for what largely amounted to a list of fake college students. The apparent due diligence failures by JPMorgan Chase offer a cautionary tale to compliance professionals.
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Blog
Virginia Tech appoints leaders of audit, risk, compliance
Virginia Tech announced the appointments of Suzanne Griffin as its first chief compliance officer and Sharon Kurek as vice president of audit, risk, and compliance and chief risk officer.
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Blog
Dartmouth College recruits first CCO from Temple University
Dartmouth College announced the appointment of Alejandro Diaz as its first chief compliance officer. Diaz previously served as the inaugural CCO at Temple University, which named his interim successor as Susan Smith.
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Article
Five companies lose board members in DOJ antitrust sweep
Seven members of corporate boards resigned after the Antitrust Division of the Department of Justice flagged their situations as potential violations of the Clayton Act.
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Article
Georgia Tech names general counsel, VP of ethics, compliance
Georgia Institute of Technology announced the appointment of Danette Joslyn-Gaul as general counsel and vice president for ethics, compliance, and legal Affairs, effective Sept. 19.
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Article
From ‘Institutional Self-Regulation’: Role of culture
Tamar Frankel, honored for Lifetime Achievement in Compliance at the 2022 Excellence in Compliance Awards, authorized CW to share excerpts from her book “Institutional Self-Regulation.” The following is a passage from the book’s chapter on investigations to prevent violations of the law.
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Article
From ‘Institutional Self-Regulation’: Why compliance?
Tamar Frankel, honored for Lifetime Achievement in Compliance at the 2022 Excellence in Compliance Awards, authorized CW to share excerpts from her book “Institutional Self-Regulation.” The following is a passage from the book’s chapter on compliance, governance, and self-regulation.
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Article
From ‘Institutional Self-Regulation’: Slippery slope of bad habits
Tamar Frankel, honored for Lifetime Achievement in Compliance at the 2022 Excellence in Compliance Awards, authorized CW to share excerpts from her book “Institutional Self-Regulation.” The following is a passage from the book’s chapter on institutional subversive culture, ethics, power, and behavior.
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Article
Conviction, moral fortitude define Lifetime Achievement winner Tamar Frankel
Tamar Frankel’s 50-year career as a law professor at Boston University more than satisfies her being honored for Lifetime Achievement at the 2022 Excellence in Compliance Awards. Yet, to limit the scope of Frankel’s accomplishments to her academic career would be a massive oversight.
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Article
Emory University names chief compliance officer
Emory University has named Kenya Faulkner as chief compliance officer following the retirement of Kris West in 2020.
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Article
When academic studies and hoax hotline claims go ‘off the rails’
Imagine this: An anonymous hotline tip comes through that a senior executive has engaged in insider trading. This scenario happened this summer as part of academic research, effectively leaving hundreds of unwitting corporate subjects to foot the bill for unnecessary follow-up conducted.
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Article
Stanford chief risk officer reflects on role upon retirement
Rick Moyer will step down as senior associate vice president and chief risk officer for audit, compliance, risk and privacy at Stanford University at the end of the month.
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Article
Pearson fined $1M for misleading data breach disclosures
U.K.-based education company Pearson has agreed to pay $1 million as part of a settlement with the Securities and Exchange Commission for misleading investors regarding a 2018 data breach.
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Article
Former KPMG auditors suspended for improper conduct during college audit
Former KPMG Partner Christopher Stanley and Senior Manager Jennifer Stewart were suspended by the SEC for improper professional conduct during an audit of the now-defunct College of New Rochelle.
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Article
Marquette adds former Harley-Davidson lawyer as general counsel
Marquette University announced the appointment of former Harley-Davidson Chief Legal Officer Paul Jones as vice president and general counsel, effective Jan. 4, 2021.
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Article
ICA partnership offers AML education in Lithuania
The International Compliance Association announced a partnership with Kazimieras Simonavičius University in Lithuania to offer the ICA’s full suite of professional qualifications.
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Article
NYU poaches general counsel from Georgia Tech
New York University announced the appointment of Aisha Oliver-Staley as general counsel and secretary. She will join NYU’s leadership team January 2021.
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Article
Howard University appoints chief compliance officer
Howard University announced the appointment of Robert Clark as its new chief compliance officer.
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Article
Pandemic has taught us online training/education needs work
The challenge of educators and trainers is to demonstrate how online learning has the ability to be “more than” it has been before. To accomplish this goal, “let’s Zoom” cannot be the only call to action.
