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Posted inEurope

FCA fines UBS £27.6M for transaction reporting failures

Avatar photo by Jaclyn Jaeger March 19, 2019February 20, 2025

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The U.K. Financial Conduct Authority has fined UBS £27.6 million (U.S. $36.6 million) for failings relating to nearly 136 million transaction reports.

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Jaclyn JaegerContributor

Jaclyn Jaeger is a freelance contributor to Compliance Week after working for the company for 15 years. She writes on a wide variety of topics, including ethics and compliance, risk management, legal,... More by Jaclyn Jaeger

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