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Posted inEurope

HSBC unit fined $2M by FINRA over long-running disclosure lapses

by Jeff Dale October 10, 2023October 12, 2023

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A U.S. affiliate of British bank HSBC agreed to pay $2 million as part of a settlement with the Financial Industry Regulatory Authority (FINRA) addressing alleged inaccurate disclosures related to conflicts of interest.

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