EY - Putting Big Data to Good Use in Compliance

By Ernst & Young2019-01-15T14:24:31.26+00:00

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Article
Wells Fargo unit fined $7M for AML transaction monitoring failures
2022-05-20T18:26:00Z
For the second time in five years, a subsidiary of Wells Fargo has been charged by the Securities and Exchange Commission with failing to file suspicious activity reports in a timely manner due to deficiencies in the system it used to flag transactions.
Webcast
CPE Webcast: Data: The ‘new gold’ or ‘new liability’?
2022-04-26T14:00:00ZProvided by Exterro
If organizations can wrest new insights from the data they harvest and process it can be a valuable business asset, but it has some serious limitations and can become a huge liability if they aren’t ensuring they are protecting the data.
Webcast
CPE Webcast: Using data to identify training opportunities with Apex Systems
2022-04-12T14:00:00ZProvided by Skillsoft
Gaps in an organization’s compliance program can be risky. Closing these gaps is essential to help minimize the possibility of costly investigations, fines, and reputational damage.

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