All Free CPE articles – Page 7
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WebcastCPE Webcast: Working across your three lines of defense to manage risk
How do you encourage your line of business to own risk today? Having a clear understanding of risk to evaluate probability and impact has been a common barrier to developing risk programs beyond traditional second-line professionals.
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CPE Webcast: Understanding risks & compliance
Are you keeping up with your organization’s evolving risk landscape, or are those risks keeping you up at night? Fraud and restatements are happening every day, and it’s important to recognize that your company is consistently exposed to risk.
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CPE Webcast: TPCRM best practices that reduce supply chain risk
Organizations are adopting digital transformation and, as a result, increasing their reliance on third parties faster than they can scale their third-party cyber-risk management programs.
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CPE Webcast: Data-driven compliance: Speak-up culture and faster investigations
Get the covid-adjusted data on how peers around the world have experienced report volume, anonymous reporting, and investigation performance throughout 2020.
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CPE Webcast: Sexual harassment training and posting requirements
Are you confident that your sexual harassment policy and training are compliant with the nuances of numerous state and local laws, many of which have changed recently?
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CPE Webcast: After the contract: Best practices for ongoing vendor monitoring
Third-party risk management doesn’t end when you sign the contract to onboard a new vendor or service.
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CPE Webcast: Responsible sourcing: Mitigate ESG risks in your supply chain
As customer expectations for transparency and ethical approach to business soar, companies that aren’t addressing the environmental, social and governance (ESG) impact of their organizations will get left behind. And that applies to who they work with too.
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CPE Webcast: How immersive learning is driving a new era of risk governance
Regulators around the world continuously release guidelines to evaluate the effectiveness of corporate compliance programs. Recent SEC rules now require publicly traded companies to disclose human capital information such as workforce cost, human capital ROI and turnover rate, among others.
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CPE Webcast: Mastering knowing your data and establishing a defensible data inventory
In today’s data drive world, legal and compliance professionals must know their organization’s data, meaning the legal department must clearly understand how to quickly find and access data requested for litigation, audits and investigations, and how to protect data in compliance with privacy laws.
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CPE Webcast: Practical tips for building resiliency in your compliance program
Learn what compliance leaders at some of the world’s most complex organizations are doing to build resilient compliance programs. You’d be correct if you guessed they’re implementing new processes and adding new technologies. But the biggest surprise has been around the role people play in this process.
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CPE Webcast: Elevating your compliance program with technology
Compliance leaders are always on the lookout for innovative ways to keep up with the dynamic risk and regulatory landscape. The efforts revolve around a common theme—integrating technological breakthroughs to achieve intelligent automation and ensure future-readiness of their compliance program.
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CPE Webcast: Navigating financial regulations for third-party risk management
Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties.
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CPE Webcast: Workflow automation: Using AI in ethics & compliance programs
Artificial Intelligence is no longer a SciFi concept. With increasing adoption across corporations for workflow automation, AI elicits a lot of reactions ranging from trepidation to excitement, along with deep discussions on risks and bias.
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CPE Webcast: How modern cyber-threat intelligence can enrich system security
Threat Intelligence is normally used to enrich the process of security assessment, providing proof on the enforcement of security controls required to be secure and compliant.
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CPE Webcast: Picking up the pieces, planning for recovery
In the wake of COVID-19, compliance professionals need to be aware that the pandemic made instances of fraud more likely. This reflects the astonishing pressure put on governments and global financial systems and service providers to respond and adapt to the crisis.
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CPE Webcast: Be prepared for regulatory expectations and evolving trends in 2021
Join an expert panel for an interactive discussion on what registered investment adviser firms can expect this year in terms of requirements targeted to the financial services industry under the Biden administration.
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CPE Webcast: Vital framework to defensible data incident and breach response
Today’s breach landscape is unprecedented and complex. Every organization is facing potential enforcement of many interconnected and overlapping laws in multiple jurisdictions.
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CPE Webcast: Advancing the audit despite disruption
There’s no question that F A teams have been disrupted by the ongoing pandemic. In fact, nearly half of respondents in a recent survey said that closing virtually with a distributed workforce impacts the audit and other third-party engagements.
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CPE Webcast: COVID-19 employee training requirements
This one-hour Webinar covers what coronavirus pandemic training and education are needed to safely re-enter the workplace.
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CPE Webcast: Adapting your compliance program for the next new normal
With the global workplace in a fractious state in 2020, many companies transitioned employees to working from home. This created new challenges for compliance leaders from providing clear data security guidance to reinforcing HR policies like harassment prevention for the remote work environment.
