Compliance Week Editor-in-Chief Matt Kelly is in China. This blog posted by Compliance Week Publisher Scott Cohen:
Regulatory developments in the financial services sector are coming fast and furious, but one caused us to raise our eyebrows. On Monday, the SEC expanded its investigation of potential market manipulation, noting that hedge fund managers, broker-dealers, and institutional investors with significant trading activity in financial issuers or positions in credit default swaps “will be required, under oath, to disclose those positions to the Commission and provide certain other information.”
