GDPR Compliance–The Role of EDPB for Ensuring Consistency

By Ventsislav Karadjov, Deputy Chair of EDPB, Chairman of the Bulgarian DPA 2019-03-11T17:03:56.857+00:00

Topics

Article
Two broker-dealers to pay $4.65M for providing deficient ‘blue sheet data’
2019-09-18T17:33:00Z
Two broker-dealers must pay a combined $4.65 million in penalties for providing incomplete and inaccurate securities trading information to the SEC. Prudent compliance officers might want to take a page from their remedial efforts.
Article
Third Cognizant executive settles FCPA charges
2019-09-17T18:43:00Z
A third former executive at Cognizant has settled charges with the SEC for violating the FCPA by participating in a scheme to bribe an Indian government official.
Article
Prudential subsidiaries to pay $33M for misleading disclosures
2019-09-17T16:46:00Z
The SEC has charged two subsidiaries of Prudential Financial with failing to disclose conflicts of interest and making misleading disclosures to the boards for 94 funds they advised.

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