- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
The Alberta Investment Management Corp. announced the appointment of Shelley Nixon as chief legal officer, effective Jan. 29.
Previously, Nixon was the president of global consulting at Ausenco Engineering Canada. She also played in-house counsel roles at Ausenco Engineering and Petro-Canada.
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Companies would be wise to prepare to comply with the Federal Trade Commission’s rule to ban noncompete clauses, despite legal challenges that might delay or prevent it taking effect altogether.
TD Bank said it set aside $450 million to settle regulatory and law enforcement investigations, including by the Department of Justice, into its anti-money laundering and Bank Secrecy Act programs.
Despite significant issues outside the control of most chief compliance officers, some regulators have signaled more individual liability cases are to be expected. Will accepting the wrong job, in hindsight, make it your last?
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