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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jeff Dale2023-02-03T21:13:00
Digital asset platform Anchorage Digital unveiled moves to bolster its Bank Secrecy Act/anti-money laundering (BSA/AML) compliance staff less than a year removed from being called out by the Office of the Comptroller of the Currency (OCC) for deficiencies in the area.
Among the moves, announced Tuesday, Anchorage Digital welcomed Mark duBose as its new chief compliance and risk officer, Dustin Palmer as interim BSA officer, and Mo Abdoolraman as interim head of know your customer (KYC). The hiring of duBose is pending regulatory approval, as is the promotion of Rachel Anderika from chief risk officer to chief operating officer.
Other new additions include Frieder Weichelt as chief information security officer (CISO); Daniel Sankey as head of financial intelligence unit; Scott Schwartz as deputy BSA officer, in addition to his responsibilities as Office of Foreign Assets Control (OFAC) officer; and Jessica Perkins as enterprise risk management lead.
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News and analysis for the well-informed compliance or audit exec.
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Our lowest price ($1 per day) for one year.
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2022-04-22T19:39:00Z By Aaron Nicodemus
The Office of the Comptroller of the Currency announced a consent order against Anchorage Digital Bank, the first digital asset bank to be issued a charter by the regulator, for deficiencies in its Bank Secrecy Act/anti-money laundering compliance program.
2024-07-26T19:49:00Z By Aaron Nicodemus
Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
2024-07-26T19:18:00Z By Jeff Dale
RTX Corp., the parent company of Raytheon, disclosed in a public filing it has reserved $1.24 billion to resolve legacy legal matters with the Department of Justice, Securities and Exchange Commission, and Department of State.
2024-07-23T16:57:00Z By Jeff Dale
The Financial Industry Regulatory Authority announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.
2024-07-23T15:46:00Z By CW Staff
Seminole Hard Rock Support Services announced the promotion of Chief Diversity and Inclusion Officer Stephanie Piimauna to senior vice president of people and inclusion.
2024-07-23T15:44:00Z By CW Staff
Luxury group Kering Americas announced the promotion of General Counsel Ewa Abrams to president, effective Aug. 1.
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