- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
ASX’s Chief Risk Officer Hamish Treleaven has announced his intention to retire.
Treleaven was appointed chief risk officer in March 2017.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
The Securities and Exchange Commission ordered the owner of Rimar Capital and a board member of its holding company to pay nearly $524,000 in penalties for defrauding investors with false and misleading statements about its use of artificial intelligence.
TD Bank will pay nearly $3.1 billion in penalties to four U.S. regulators to settle charges that it “chose profits over compliance” when it allowed three money laundering networks to filter more than $670 million in dirty money through the company.
In today’s rapidly evolving digital landscape, the stakes are high–protecting customer data, ensuring operational resilience, and maintaining trust are critical considerations for regulated industries.
No comments yet