- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Broker-dealer Carl Marks Securities announced the appointment of Jon Roberts as chief compliance officer.
Roberts joined Carl Marks Advisors in 1998, providing financial and operational restructuring services to client stakeholders.
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Mobile health applications and similar technology must notify customers following a data breach or risk violating the Federal Trade Commission’s Health Breach Notification Rule, under a broad update approved by the agency.
TikTok is suspending new features amid an inquiry by the European Commission into its compliance with the Digital Services Act, all while responding to a U.S. ban just signed into law.
A commissioner at the Commodity Futures Trading Commission is calling for the agency to launch initiatives addressing the use—and misuse—of artificial intelligence tools in commodities markets.
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