- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Global analytics and advisory firm Gallup announced the return of William Kruse as general counsel.
Kruse rejoins Gallup after nearly five years serving as deputy general counsel for CFA Institute.
Prior to CFA Institute, Kruse served as Gallup’s senior counsel for the public sector division contracting in the firm’s D.C. headquarters. He was also previously chief compliance officer.
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RBC Capital Markets agreed to pay nearly $769,000 to settle allegations levied by the Financial Industry Regulatory Authority, in part, over sending inaccurate information in trade confirmations to customers over nearly a decade.
UnitedHealth Group’s response to a major cyberattack in February that wreaked havoc with medical payments nationwide has been “inadequate” and must be improved immediately, a group of 22 state attorneys general told the company.
Zoom Chief Privacy Officer Lynn Haaland discusses with Compliance Week the market forces that led the company to offer Zoom Compliance Manager, which helps firms handle off-channel communications issues on the platform.
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