- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
James Daly, Division of Corporation Finance Associate Director, will retire at the end of September after more than 38 years of service with the SEC.
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Bank of China announced the appointment of Zhao Rang as its chief risk officer.
First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it violated Regulation Best Interest in part due to issues with incorporating a merged firms’ accounts into its systems.
First Financial Bankshares announced the election of Brian Goodrich as executive vice president and general counsel.
