- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Sendero Wealth Management announced the appointment of Julie Gerron as general counsel and chief compliance officer.
Gerron brings nearly two decades of experience in similar roles at Westwood Holdings Group.
She previously served in the Oklahoma attorney general’s office and worked for various branches of the Oklahoma state government before moving back into the private sector as a portfolio manager at Smith Group Asset Management, according to her LinkedIn profile.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
The Consumer Financial Protection Bureau continued its push to establish supervisory authority over more nonbank financial companies with the adoption of a procedural rule to streamline the process for such designations.
The Department of Justice launched a new pilot program that encourages voluntary self-disclosure by corporate executives who are themselves involved in financial misconduct, with the incentive of a nonprosecution agreement for those who help an agency investigation.
Sen. Tom Cotton (R-Ark.) is calling on the Biden administration to investigate and ban Chinese e-commerce company Temu over forced labor and data privacy violation concerns.
No comments yet