- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Financial services firm Unlimited announced the appointment of Michelle Sullivan as head of operations and chief compliance officer.
Sullivan brings 15 years of asset management experience, having served in a range of strategic roles across operations, compliance, finance, and technology.
Previously, she held senior positions at Granite Peak Asset Management, Context Capital Partners, and Bridgewater Associates.
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Companies would be wise to prepare to comply with the Federal Trade Commission’s rule to ban noncompete clauses, despite legal challenges that might delay or prevent it taking effect altogether.
TD Bank said it set aside $450 million to settle regulatory and law enforcement investigations, including by the Department of Justice, into its anti-money laundering and Bank Secrecy Act programs.
The Public Company Accounting Oversight Board published the full results of its 2022 inspection for Big Four firm KPMG after its initial report contained more than two dozen redactions.
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