How Individuals Can Win Non-Prosecution Agreements With the SEC

By Jaclyn Jaeger2012-04-10T00:00:00

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News Brief
SEC orders Meta Materials to pay $1M over market manipulation, fraud

2024-06-26T13:54:00Z By Adrianne Appel

A Nevada energy and manufacturing company headquartered in Nova Scotia agreed to pay $1 million to settle charges levied by the Securities and Exchange Commission for alleged market manipulation and fraud, while the agency further investigates its former chief executives.
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Compliance Rescues Morgan Stanley From FCPA Prosecution

2012-05-08T00:00:00Z By Jaclyn Jaeger
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3M tops U.S. corporate penalties list with $18.7B in fines over four years, survey says

2025-07-25T23:05:00Z By Adrianne Appel

The 3M Company paid more than $18.7 billion in penalties over four years, more than any other major U.S. company tracked in a new survey.