How Individuals Can Win Non-Prosecution Agreements With the SEC

By Jaclyn Jaeger2012-04-10T00:00:00

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News Brief
SEC orders Meta Materials to pay $1M over market manipulation, fraud

2024-06-26T13:54:00Z By Adrianne Appel

A Nevada energy and manufacturing company headquartered in Nova Scotia agreed to pay $1 million to settle charges levied by the Securities and Exchange Commission for alleged market manipulation and fraud, while the agency further investigates its former chief executives.
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Compliance Rescues Morgan Stanley From FCPA Prosecution

2012-05-08T00:00:00Z By Jaclyn Jaeger
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Q&A with former FCPA unit chief Charles Duross on the DOJ’s monitorship policy

2025-11-06T19:06:00Z By Jaclyn Jaeger

Compliance Week recently interviewed Charles Duross, former Chief of the Fraud Section’s FCPA Unit, to talk about the Department of Justice’s recently revised monitorship policy.