- Topics
- Webcasts & Training
- Events
Our annual gathering has been recognized as the premier peer-to-peer compliance event to spotlight compliance leaders and their programs. Sessions include Q&As, break-out panels, and practitioner-only workshops.
Register
- Resource Library
- Special Reports
- Video
- Membership
Learn from the latest headlines and protect your company today
- Archegos collapse: $20 billion in losses, but a win for compliance
- SEC awards $50M to two whistleblowers in second-largest payout
- Ex-PCAOB risk officer files lawsuit alleging harassment, discrimination
- FTC gearing up for aggressive oversight of antitrust, M&A
Individual Corporate
Related articles
ArticleNew chief compliance officer, same Facebook
It isn’t surprising to see Facebook think it doesn’t have an ethical obligation to alert users to its latest data leak, writes Kyle Brasseur, but it is disappointing knowing the company now has a chief compliance officer in place.
- Article
Compliance involvement crucial to consistent ESG disclosures, SEC says
SEC examiners are focusing on whether registered firms’ ESG disclosures align with their investment practices.
- Video
Video: Kudos to whistleblower chief Jane Norberg on successful SEC tenure
Aaron Nicodemus applauds outgoing SEC whistleblower chief Jane Norberg for “revolutionizing” the program and the agency, while Kyle Brasseur laments Facebook’s ethical bungling of its recent data leak.
No comments yet