The Financial Markets Association's 2014 Legal and Legislative Issues Conference is designed for banking/securities attorneys, senior compliance/risk management professionals, internal auditors and regulators and focuses on evolving banking and securities law, enforcement proceedings, financial holding company issues, securities underwriting and distribution, and public finance. The emphasis is on sharing information, ideas and experiences on current "hot topic" areas of regulatory and legislative activity/scrutiny, including a Volcker Rule update and a panel of general counsels from the banking, securities and commodities regulatory agencies.
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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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