By Harvey L. Pitt2005-09-27T00:00:00
2005-10-25T00:00:00Z By Martinek Paul J.
2025-08-15T18:59:00Z By Aly McDevitt
As regulators shift toward rewarding transparency, self-regulation and self-reporting, the way PFS Investments handled a longstanding problem serves as an example of how proactive remediation can turn a costly compliance error into a manageable regulatory outcome.
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