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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Mittleman Investment Management Names New Compliance Chief
Mittleman Investment Management, an SEC-registered investment advisor wholly-owned by Mittleman Brothers, has hired Laura Kate Garner as chief compliance officer. She replaces Shannon Brown, who resigned from the company earlier this year to devote herself full-time to her family. Details inside.
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