No-Action Letters Fly This Proxy Season

By Melissa Klein Aguilar2008-04-15T00:00:00

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CFPB Offers No-Action Letters With Strings Attached

2014-10-28T16:00:00Z By Jaclyn Jaeger

Image: Title: LampeFinancial firms worried about an enforcement action from the Consumer Financial Protection Bureau may soon get a reprieve. The agency has proposed a no-action letter policy that would let financial firms test the regulatory waters before they roll out new financial products. The application process, however, requires much ...
Article
SEC No-Action Letters Provide Added Insight on Regulations

2014-02-19T00:00:00Z By Joe Mont
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Nestlé CEO dismissed after code of conduct breach

2025-09-05T21:03:00Z By Aly McDevitt

Nestlé dismissed its CEO over an undisclosed relationship with a subordinate, a clear breach of the company’s code of business conduct. The dismissal underscores that no one is exempt from compliance obligations, even top leadership.