All No action letters articles

  • Article

    As Companies Prep for Proxy Season, No-Action Conundrums Abound

    2015-11-10T14:45:00Z

    Image: Companies preparing for proxy season face a profound change in how the SEC views the exclusion of shareholder proposals. New guidance on that point is decidedly pro-shareholder and makes a confusing landscape even more so. “This was an early Christmas gift, wrapped up in a bow” for activist investors, ...