Overview of the Dodd-Frank SEC Whistleblower Incentive Program (SEC)

By Jane A. Norberg, Deputy Chief, Office of the Whistleblower, U.S. Securities & Exchange Commission 2019-01-15T14:24:31.257+00:00

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Article
Jefferies to pay $4M for improper handling of ADRs
2019-12-09T18:54:00Z
Broker-dealer Jefferies will pay $4 million to settle charges for the improper handling of “pre-released” American Depositary Receipts (ADRs), the Securities and Exchange Commission announced.
Article
SFO latest to investigate Glencore over bribery concerns
2019-12-09T18:53:00Z
Glencore announced it is under investigation by the U.K. Serious Fraud Office over suspicions of bribery, making it the third investigation the multinational commodity trading and mining company is now facing.
Article
Ericsson finalizes $1B FCPA settlement
2019-12-09T16:14:00Z
Swedish telecom giant Ericsson has entered a $1 billion settlement with U.S. authorities to resolve a long-running investigation into violations of the FCPA that spanned 17 years and several geographies and involved high-level executives.