As we look back on the last 12 months, reflect as we move into 2018 to think about our goals and formulate a plan to take action.
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Biggest Regulation Trends in 2017 and Looking Ahead
NEWS & ANALYSIS | Top regulation stories from 2017
Enforcement Action Blog MoneyGram to forfeit $125M for AML compliance lapses; DPA extendedJaclyn Jaeger | November 8, 2018MoneyGram on Nov. 8 entered into agreements with the U.S. Department of Justice and the Federal Trade Commission concerning previously disclosed compliance failures that resulted in a widespread money-laundering fraud scheme.
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Enforcement Action Blog Citibank to pay $38.7M for improper handling of ADRsJaclyn Jaeger | November 7, 2018Citibank has agreed to pay $38.7 million to settle charges of improper handling of “pre-released” American Depositary Receipts, the Securities and Exchange Commission announced on Nov. 7.
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Grapevine Blog Penn State names chief ethics and compliance officerScuttlebutt | November 7, 2018Penn State has named Kenya Mann Faulkner chief ethics and compliance officer. She will begin her new role on Dec. 3.
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Global Glimpses Blog FCA seeks to mitigate Brexit-related riskNeil Hodge | November 6, 2018The U.K. Financial Conduct Authority is on a mission to thwart as many “cliff-edge” risks as possible during the Brexit transition.
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GRC Announcements Blog GAN Connect provides holistic view of complianceGRC Announcements | November 5, 2018GAN Integrity, a fully integrated compliance solution provider for global business, announced the latest version of its platform, GAN Connect. The updated offering brings together all critical compliance systems and data into a single, integrated platform, rather than focusing on just one area of a compliance program.
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GRC Announcements Blog EverCompliant solution addresses KYC gapsGRC Announcements | November 5, 2018EverCompliant, a business cyber-intelligence provider, recently announced the launch of eKYC Discovery, a tool that addresses potential gaps in the Bank Secrecy Act and Anti-Money Laundering-mandated Know Your Customer processes that could leave financial institutions exposed to criminal activity.
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GRC Announcements Blog Workiva, KPMG alliance transforms risk management, regulatory reportingGRC Announcements | November 5, 2018Workiva, a data collaboration, reporting and compliance solutions provider, and U.S. audit, tax, and advisory firm KPMG recently announced an alliance to provide a strategic offering designed to help organizations transform and integrate their risk management, regulatory, and financial reporting and compliance processes by using the Workiva Wdesk platform.
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Tom Fox Dan Chapman talks FCPA investigationsTom Fox | November 5, 2018Former CCO Dan Chapman chats with Tom Fox about how to approach an FCPA investigation and come out stronger after remediation.
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Enforcement Action Blog Walmart reaches proposed class-action settlement for $160MJaclyn Jaeger | November 5, 2018Walmart has reached a proposed $160 million settlement with the City of Pontiac General Employees’ Retirement System in a securities fraud class-action lawsuit concerning a long-running investigation into violations of the Foreign Corrupt Practices Act.
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News Article U.K.’s EA mum on combating plastic waste fraudPaul Hodgson | October 30, 2018A recent report says the U.K. Environment Agency is investigating complaints of widespread fraud and non-compliance with waste regulations being perpetrated by organised criminals and certain U.K. firms—a claim the agency will neither confirm nor deny.
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THOUGHT LEADERSHIP | Top regulation whitepapers, research, and tools from 2017
Ebook A comprehensive look at the new General Data Protection RegIn this e-Book, we explain in detail what the GDPR is and what new changes it demands from companies that collect or process personal data on EU citizens. Examples of questions that will be answered include: Under what circumstances is a data protection officer required? What are the steps toward GDPR readiness? What comprehensive role does compliance play in GDPR readiness? What new technology exists to assist?
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White Paper The True Cost of Compliance and Governance FailuresSponsored by Comensure | June 15, 2017In Comensure;s recent infographic, they break down the current GRC landscape and the true cost of non-compliance.
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Ebook e-Book: Combatting CorruptionSponsored by ACL | February 9, 2016Faced with a global crackdown on corruption, more companies are adopting zero-tolerance policies for bribery, but eliminating bribes and facilitation payments throughout the organization can be a difficult undertaking. In this e-Book, produced by Compliance Week in cooperation with ACL, you will learn how to mitigate these risks, including how to distinguish between permissible facilitation payments and illegal bribes.
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